Category Archives: 哲學

李天命是哲道行者﹐我乃是哲道閒人。在哲學的道路上行行企企﹐混混鱷鱷﹐四處遊蕩。

哲學功課﹕The Coherence Theory of Empirical Knowledge

在傳統認知論中,知識等於真實的信念加上合理相信的理由。在尋找合理的理由時,我們采用歸納法,從已經被肯定的知識中,推論相信新知識的合理理由。可是這裹有一個問題,若每一項知識也是從先前的知識推論出來,那層層遞進地推論追溯上去,那最初的知識如何肯定呢。傳統上基礎主義認為在知識的最底層,是一些不需論證自我肯定的基礎知識,作為所有知識推論的基礎。調和主羲則否定有基礎知識的存在,所有知論的推論是個巨大的循環,只能檢視整個知識系統的一至性,有沒有內部矛盾或對世界觀測的不協調。這篇功課討論調和主義理論本身的問題,探討調和主義能否成立。

The Coherence Theory of Empirical Knowledge

In this essay, I am evaluating Bonjour’s coherence theory of empirical knowledge (CTEK) against foundational theory of empirical knowledge (FTEK). First, I will outline what is the regress problem and compare the responses from FTEK and CTEK. Then I will examine the objection against CTEK regarding its relationship with external world. I will further extend the objection by arguing CTEK is asserting a fundamental assumption that the external world itself has to be coherent for CTEK to be justified. At last I am going to conclude CTEK is unsuccessful in overcome the objection in strictly epistemological sense but it is successful in practical sense.

Since Plato, traditional view of knowledge is justified true belief. A piece of belief is only qualified as knowledge if it is justified. A belief is justified based on the validity and soundness of its argument, which is implicitly depends on the premises used in the argument are also justified. Each premise on its own is also a piece of belief which required the justification of the premise’s premises. As a result, we have a regression of justifications for premises that keep tracing back, which is known as “the regression problem”. FTEK deals with the regression problem by stating there are some foundation beliefs at the very bottom of chains of premises and the regression terminates when the basic beliefs are reached. There are two version of FTEK. The strong version stated that the basic beliefs are self-justified without the need of further premises. The weak version stated that the basic beliefs are initially credible that are likely to be true. The CTEK rejects the notation of basic beliefs, instead of having the regression of premises go on infinite linearly, the inference is circular. An epistemic system is justified by its internal coherence.

However, the circular nature of CTEK runs into the problem of begging the question, which a belief cannot be justified unless it is already justified. The solution is to reject the linear conception of inferential justification and uses a holistic or systematic conception of inferential justification instead. CTEK separate the justification into two categories, justification of a particular belief and the global justification of the entire cognitive system. The justification of a particular belief appears linear, since the premises regression will soon reached some acceptable beliefs in the context. If no acceptable belief is reached, the premises regression will continue moving in a circle. In this case, the justification of the overall knowledge system comes under questions. In CTEK, the justification of the entire system is based on its degree of coherence. A coherent system must be internally consistence, which means there is no internal conflict, but it has more than just consistency. Coherent is the systemic connection between the components of the system, how observable facts can be explained and predicted. The justified knowledge system is the one with the highest degree of coherences out of all the alternative consistence systems.

In the paper, Bonjour lists three objections to CTEK on questioning the fundamental questions of the connection between coherence and justification. Out of the three objections, Bonjour spends most of the paper in defending against objection number two, the relationship of CTEK and external world. I think this is the strongest objection against CTEK and I also think Bonjour successfully defends CTEK against this objection. However, Bonjour omitted an underlining assumption in his defence that the external world has to be coherent in order to justify his argument. In the following paragraphs, I will first out the objection, go over Bonjour’s response to the objection and illustrate his hidden assumption with a counter example.

The strongest objection to CTEK is that since CTEK is justified only in terms the internal coherence of the beliefs in the system, it does not have any relationship with the external world. A self-enclosed system of beliefs cannot constitute empirical knowledge. Bonjour’s defense is pretty straight forward, it simply link the coherent belief system in CTEK to observable facts from external world. He argues that in CTEK, the coherent system of beliefs must also coherent with reliable observation of the external world in long run. When a particular observation does not coherent with the belief system, CTEK can either neglect the particular observation as an incoherent exception to the belief system or refine the belief system to include the new observation. If there are too many incoherent exception observations accumulated in the belief system, the belief system will become less coherent with the world and eventually it will be replaced by a more coherent belief system. The belief system is continuously updating itself upon new observation to maintain its degree of coherence. The input from external world has causal relationship with the CTEK belief system where the belief system is justified by its coherence with observable facts of the external world. One of the key pieces in Bonjour’s argument is to establish what can be constituted as reliable observations yet at the same time is not a basic belief. He argues that spontaneous introspective beliefs on spontaneous sensa beliefs are very likely to be true. The reliability of cognitively spontaneous beliefs is part of the coherence system along with the observation of the external world. Therefore it is not a prior truth in the sense that it is required as the foundation for justification of the knowledge.

Bonjour based CTEK’s justification on the coherence of the belief system and the reliable observation of external world in long run. Let’s granted that the belief system and the observations are reliable, however Bonjour failed to address the underlining assumption that the external world is coherence in long run. If the external world is not coherence, then no belief system can stay coherent due to CTEK has a causal relationship with the external world. Bonjour uses the spontaneous visual belief a red book and the lack of spontaneous visual of a blue book to illustrate how the belief system is linked to the external world. What if there is a chance that the book randomly change colour every time I observe it? How can I conclude there is a red book on my desk but not a blue book on my desk? Even though I can trust my spontaneous beliefs from my sensa of the book, I cannot trust the object under my observation stays the same between my two observations. It is possible that the cover of the book is made of the latest colour changing e-paper technology, which in the case we can provide a coherent account for the observable fact. However, it is also possible that there is no scientific theory can possible explain why the book change its color. It could be the act of God and it is simply a miracle that the book changed from red to blue for no apparent reason. The CTEK justification adopt an objective clock work world view that rule out the existence of any supernatural power, such as an omnipotent God who defies all laws of physics.
In theory, we cannot epistemological justify the CTEK because we cannot epistemological justify the world is coherent. Hume argues that “Uniformity of Nature”, which is essentially the same as coherence of the world, cannot be justified, yet it is rational and non-optional for us to accept the habit of inductive inference. Practically, we can assume the world is coherent almost all of the time and take it as a weak foundation that it is probably initially true until shown otherwise. CTEK is actually a very weak FTEK in disguise; the base belief of CTEK is that the world is coherence to provide the foundation to build coherent belief systems.

However, it would be totally absurd to argue the world is not coherent. If the world is not coherent, then even FTEK is not possible to have any knowledge system. Just like FTEK cannot convince the ultimate skeptic, CTEK also fail to convince the ultimate skeptic that there is justification on any knowledge. Given the fact that assumption of the world is coherent must dialectically acceptable in the context of any knowledge theory to have any meaning, we can grant this assumption a priori status outside of any epistemic dialog. With this particular exception, I conclude that CTEK is successful in overcoming the objection regarding the relationship of coherent belief system and the external world.

Reference:
[1] Laurence Bonjour, The Coherence Theory of Empirical Knowledge, Philosophical Studies 30 (1976) p281-312

Philosophy of History – Mark Day

近幾年香港重建舊區舊建築物時﹐常常聽到有關保育的訴求。當年清拆舊天星碼頭時﹐我曾花很多時間參與網上討論﹐辯論天星頭碼的歷史價值﹐同時亦感到自己知識上的不足﹐對於什麼是歷史意義這個核心問題﹐也只有從閱讀網上和報章評論而來一知半解的認識。雖然清拆天星已時隔多年﹐我還是對於自己在這方面知識的貧乏很介懷。最近終於立下決心﹐花了三個月時間潛心學習﹐讀畢大學歷史哲學入門的課本。這本書與我預期的答案有點不同﹐與其說這科是講述歷史哲學﹐不若說是講述歷史學的哲學。這本書從淺入深﹐介紹所有重要的歷史理論。歷史並不止是過去發生的事情﹐而是從人怎樣去看待歷史﹐去認識歷史與人的關係。

書本的第一章介紹歷史學之父Ranke的歷史理論﹐他認為歷史是從檔案中重組昔日的精神。由於人類的記憶不可靠﹐歷史學者對於歷史文本抱有懷疑精神﹐不能盡信任何一手或二手的記錄﹐對比現存的所有資料去找出答案。歷史學者不可能知道發生的所有細節﹐所以閱讀歷史時要分辨清楚什麼是原本的記錄﹐什麼是歷史學家後來加上去的自己演譯。他認為解釋歷史現像比分析歷史系統重要﹐他把歷史論述和歷史證據放在第一位。歷史把現在與過去聯繫起來﹐透過歷史保存和歷史對話﹐讓歷史得以應用來明白現在。歷史的記錄不單只是文字﹐古董﹐遺跡﹐影像也是重要的歷史素材﹐也必需要通過歷史學的批判﹐研究它們為現在帶來的影響。

第二章介紹Collingwood的歷史學的方法論﹐他批評歷史不應只把歷史資料剪貼拼湊而成﹐因為歷史資料的表像記錄不能盡信﹐會被記錄者的自身利益扭曲。歷史學者的責任﹐便用歷史學的思考法則﹐像偵探一樣抽絲剝繭﹐從文字風格推斷資料的真確性﹐從記錄者的身份推斷其可信性﹐研究現存文本和失存文本的關係﹐從而看穿第一手資料的表像﹐重組事情發生的真相。嚴守歷史學思考法則的重要性﹐便是防止任人隨便解釋扭曲歷史﹐無視歷史證據的連貫性﹐破壞現在與過去之間的因果關係。

第三章介紹分辨歷史證據可信性的方法﹐最基本是採用貝氐統計邏輯(Bayesianism)﹐接下來便要為證據提出解釋﹐推論和檢定歷史假設中的因果關係。歷史證據可能出現不同的解釋﹐好解釋要對不同證據有前後連貫性﹐歷史假設中不能有太多發想當然耳的空白﹐與所有證據都吻合的解釋﹐便是最簡潔有力的解釋。

第四章指出歷史學與科學是分別﹐兩者同樣是講求證據﹐但科學的本質是實證學(Positivism)﹐可以把證據數字化和通遍化﹐歸納出科學法則﹐再從法則推論出結論。但歷史並非科學﹐歷史不能做科學重覆實驗﹐沒有足夠的數據去歸納通則。研究歷史只能分析每件事的因果關係﹐再從中推論中事件與事件之間的規律﹐再按情況判斷每個規律應用的優先次序和輕重。

第五章確立歷史學中的因果關係﹐這章先指出其他否定因果歷史學家的謬誤﹐如果歷史事件間沒有因果關係﹐那事件與事件只是獨立的偶然發生﹐那便談不上任何的歷史解釋。比較不同的歷史事件﹐可以讓我們明白因果關係﹐讓我們從歷史的不同條件去﹐去推論不同條件下原因和影響。歷史理論幫助我們認清歷史﹐其中有三個必需條件。第一歷史理論必需具功用解釋﹐輸入歷史事件輸出事件的結果和關係。第二歷史理論解釋社會層面﹐因為個人層面涉及太多不可知的變數﹐不可能以理論去解讀。第三歷史理論提供一個模型﹐去說明各種因果連結的關係。通過比較不同歷史事件相同與相異之處﹐來證明歷史理論的解釋是否站得住腳。歷史理論解釋事件為何發生﹐與及在缺乏類似條件的情況下﹐事件為何沒有發生。可是歷史理論的最大挑戰﹐是如何分辨什麼是合理解釋﹐什麼是順口開河胡扯的歷史故事。

第六章提出自然史觀歷史理論的問題﹐歷史理論建主在綜合法則的重覆性﹐但每一件歷史事件都是獨一無異﹐已經發生的歷史不會再重覆﹐如果兩者之間毫無關連﹐那前者如何可以解釋後者的發生呢。歷史事件肯定歷史理論的正確﹐同時歷史理論也被用來解釋歷史事件﹐可是當歷史事件與已知的理論不乎﹐便會出現需要修改歷史理論﹐還是把歷史視為特例的選擇。歷史學家可以揉合不同的歷史理論﹐去解釋歷史事件如何發生﹐但對於預測未發生的事件卻完全沒有頭緒。當然在歷史事件發生後﹐歷史學家還是可輕易地解釋事件如何發生。至於該引用那一個歷史理論﹐則每一個歷史事件也要作不同考慮﹐不能憑空只從歷史理論作出推論﹐否則可能會與現實相差千里。研究歷史除了從歷史理論出發外﹐也可以從歷史論述的角度﹐把歷史以比喻形式演譯﹐重組歷史人物的想法和行動。

第七章探討如何從演譯歷史去找出歷史的意義﹐可是歷史學家面對一個悖論﹐歷史本身對處身其中人﹐不需要歷史學定的演譯已有其意義。歷史學家的演譯是另外一層的歷史意義﹐是歷史對現代人或歷史學家的意義。通過演譯歷史﹐讓人感受到當時發生的感情﹐去想像體驗其他人的經驗﹐並且對自身的體驗有意識。體驗必需通過歷史證據﹐而歷史證據可以分為兩種﹐一是外在行為的描述﹐二是內心文字的記錄﹐不論採用那種證據﹐也會遇上心靈哲學中﹐既然兩個人不可完全一樣﹐那如何去感受別人思想的難題。Collingwood認為歷史學家在寫歷史時﹐必需要把歷史在腦內重新演出﹐從外在發生的事件記錄﹐去剖析當事人的想法。他更進一步認為所有的歷也都是思想的歷史﹐不過這個說法有一大漏洞﹐便是需然歷史人物會有想法﹐但事件並不一定按其所想地發生。

第八章提出歷史學要為過去人物的思想和行為﹐找出合理的歷史解釋。通過合理的解釋﹐把思想與思想﹐思想與行為連結起來。要理解去生的行為﹐可以把行為本身視為對另一個問題的答案﹐而追問這個行為到底為當事人決解了什麼問題。當然人類行為並非科學法則﹐也會有違反理性的情況出現。要明白行為的理由﹐先要代入過去的角色中﹐用他們的視野去思考﹐在理論上不合理的事情﹐在他們信念和動機的前題下﹐可能在實際上變為合理。一個人的想法和行為﹐受當到他當時身處的社會的影響﹐所以歷史學家亦要考慮當時的社會背景。

第九章提出歷史的客觀性和主觀性的問題﹐到底歷史知識是普世性並超越時間﹐還是必須在當時的默絡裏解讀。歷史相對論者(historicism)認為人類的想法不停在改變﹐歷史學家不應用現代人的眼光去看過去的歷史﹐要追溯至原本事件的記錄和起源﹐不要被多年來堆積起來的解讀誤導。由於歷史學家也受制他們的時代﹐不論如何去解讀過去的歷史﹐總會帶有其處身時代的偏差﹐那客觀的歷史根本不可能存在。Max Weber認為每個人皆有其價值觀﹐只要歷史學者記錄的歷史不受其價值觀影響﹐那就乎合客觀歷史的條件。歷史中可以如實記錄其他人的價值和意見﹐只要沒有作者自身的意見便可以。可是選擇記錄什麼或不記錄什麼﹐也是一種價值取向亦會影響歷史的客觀性。Gadamer認為解讀歷史是與過去的對話﹐歷史學者不能對過去任意詮譯﹐必需要回答過去其他歷史學者的解讀﹐並要在對話中保持開放的心態﹐自己的意見可以隨著對話而改變。

第十章深入討論第六章中提過的歷史論述﹐以說故事的方式來記錄歷史。在二十世紀中歷史論述被分類為文學多於歷史﹐但作者認為歷史論述在歷史學中﹐佔有重要的位置﹐能夠讓讀者抽離現在的時空﹐跳進歷史當中感受當時的經驗。歷史故事有角色人物﹐亦有故事主線結局﹐說故事的人介入的多少﹐決定了歷史論述深淺厚度。歷史論述像說故事一樣要有起承轉合﹐主線可以在意料之外﹐但必需要在情理之中﹐故事前後穩含因果關係﹐有主旨貫通整個故事。Hayden White把不同歷史學家的歷史論述綜合總結﹐發展出超歷史學(Metahistory)﹐從歷史學家說故事修辭手法的異同﹐去重組歷史的知識和解釋。歷史論述與歷史小說的分別﹐在乎論述中的真實性。可是歷史學家為讓論述看起來更加真實﹐在論述中加插一些後世歷史學家不可能得知的瑣事。歷史論述可分為微觀和宏觀兩種﹐前者是把不同歷史人物的自我論述結合﹐從不同角度去觀察同一件事情。微觀歷史論述是集體回憶﹐但集體回憶並不是共同回憶﹐因為每個人的記憶也有不同。宏觀論述整合集體回憶中的分歧﹐把故事中所有觀點整合為統一的﹐超越事件中每個個體或組織的超論述。

第十一章解答歷史與歷史真相的問題﹐到底歷史與過去發生的事情之間﹐有著什麼的關係呢。無可否認過去曾經發生﹐歷史真實論者認為﹐多少程度上歷史能夠反映真實的過去。反真實論者認為形而上並沒有真實﹐一切只是取決於人的思想和言語﹐那歷史亦沒有所謂真實與不真實之分。反代表論者不否認真實的存在﹐但他們認為語言不能代表真實。除了歷史陳述是否真實外﹐綜合所有歷史陳述後的歷史系統也要被檢定是否真實。就算每一句歷史陳述為真﹐但如果只是選擇性地節錄某些陳述﹐結論給人的印像可以與事實相反。歷史真相會隨著時間而變得模糊﹐第一手資料也因為記錄者的個人利益不可以盡信﹐歷史學家只能盡量對比不同的歷史證據﹐與現存和新發現的證據互相印證﹐從中推論中比較可信的版本。歷史真相的一個難題﹐是如何連接過去的真相與現在的真相﹐歷史學家不可能對過去作出直接觀察﹐過去能印證真相的證據也可能隨時間而消失﹐能夠把歷史知讓流傳下來只有歷史論述。

第十二章探討歷史證據與歷史理論的關係﹐到底歷史學家的背景信念﹐會否預先決定他所得出的歷史結論。當歷史證據與歷史理論不乎時﹐歷史學者可以選擇把證據視為特列﹐亦可以選擇修改理論去包含新的證據﹐兩個選擇也可以保持理論內部的一致性﹐但卻是互不相容又同等同質的理論。兩個不同的歷史說法﹐兩者皆與現存的證據相容﹐必定一個是對一個是錯﹐只是我們沒有辨法分出來。很多事候不同的說法對基本事實也一致認同﹐分歧在論述﹐解釋﹐詮釋歷史意義上。社會解構論者認為﹐歷史也是權力關係下的產物﹐歷史說法可以從歷史學者的社會背景去分析。探討歷史知識本質的問題﹐很自然會追朔知識的本筆認知論的問題﹐到底先驗性的知識存不存在﹐會否隨時間而轉變﹐語言對知識有什麼限制﹐何謂知識的合理解釋等等。歷史知識除了知道什麼的問題外﹐還要問知道了該如何用的問題﹐作者認為要通過開放歷史論述﹐才能把過去的歷史連結到未來。

雖然不用交功課不用考試﹐但看這本書和寫這篇讀書筆記的時間﹐不比正式修讀該課為少。這篇讀書筆記花了三個週末才寫成﹐把課本前前後後讀了至少三篇。我對歷史是什麼這個問題﹐仍然沒有一個答案﹐但在閱讀過程當中﹐倒學懂很多不同的答案。我自己讀理科出身﹐比較接受科學觀式的歷史理論﹐可是歷史學始終是人文學科﹐歷史學主流對歷史的意義的見解﹐並不是描述客觀的歷史真理﹐而是透過論述和詮釋﹐連接過去的人與現在的人的思想。

哲學功課﹕Proofing the Existence of External World

苖卡兒(Descartes)說﹕我思故我在。雖然我們可以肯定自己的存在﹐但如何可以證明在我們思想以外的世界也是存在呢﹖如何去證明人生不是一場夢﹐不是只有獨自一個人的意識漂浮在虛無之中。這篇哲學功課的題目﹐大慨正好對號入座哲學給一般人的印象﹐怎麼哲學問這個無聊的問題。其實這個問題只是大問題的其中一環﹐問世界存在的本質是什麼。這篇功課對比了Moore和Russell兩位哲學家的論證﹐前者從康德(Kant)以理論為起點﹐推論出在人與人的意識以外﹐必然存在一個外在的世界。後者則把問題反過來﹐質疑為什麼不接受世界存在﹐畢竟認為世界不存在的人精神有問題。最搞笑是話說某次Russell講學﹐其中有一個聽眾相信世界不存在﹐那當然除他以外的其他人也不會存在。可是他聽得半桶以為Russell在認同他的觀點﹐演講完畢走上台對Russell說﹐他很高興聽到有人認同他認為其他人不存在的觀點﹐一個多麼的自相多盾的說法。我證明世界存在的論証很簡單﹐如果世界不存在的話﹐我就不需要寫這篇文章交功課﹐教授也不需要花時間去改功課。既然我寫了這篇文章出來﹐教授又要花間去改﹐那就證明了世界是存在的了。

In this essay, I am going to evaluate Moore’s and Russell’s proof of the existence of external world. I will first outline Moore’s argument and Russell’s argument respectively. Then I will point out the difference in the scope of claim in the two arguments. Moore’s argument asserts a smaller scope of claim than Russell’s, thus it is more defendable. Furthermore, I will propose counter examples to nullify Russell’s argument. At last, I am going to propose my proof to the existence of external world to address the shortcomings in both Russell and Moore’s argument.

On the surface, Moore’s argument is surprise simple. It is so simple that it does not seem to be very convincing. His argument can be illustrated as the following. By holding out two hands, here is one hand and here is another hand. There are two hands exists in front of you. If those hands exist, which is something you cannot deny, there must be external world. [1-p451]

Let’s us understand Moore’s claim a little bit more. Moore’s claim is actually an argument to convince a skeptic who does not believes there is an external world but maintain the belief that there is still an external mind outside of his own mind. In another word, to begin with he has to at least believe that there is other mind, who is trying to convince him that there is an external world, already exists outside of him. Moore’s claim will not work on soloist who does not even believe there is anything outside of his own mind. Moreover, Moore’s claim is based on Kant’s early doubt that “the existence of things outside of us … must be accepted merely on faith, and that if anyone thinks good to doubt their (here, their refer to the external world, not those people) existence, we are unable to counter his doubts by any satisfactory proof.” [1- p439]. Most important of all, Moore’s claim does not survive Descartes style of self-meditation scrutiny. Moore believe there exists an external world and convince the other minds he experience in his external world to believe there really is an external world, but he can never proof to himself that he is not a sole existence that all the external world he experience are merely a product of his own mind.

Moore’s argument is pretty straight forward. He is playing word games on Kant’s argument by separating the definition of the terms use by Kant. He redefines “things outside of us”, “external things” and “things external to our mind” as three separate terms. (Notice that that he uses the term “things outside of US” instead of “things outside of ME”.) He excluded transcendent things from his argument, since that belongs to the department of metaphysics. Then he flipped the argument to equate “external things” to “things not internal to our mind”. Notice this slight change of term is the slate of hand he played to separate “things that can meet in space” from “physical objects” and here is he introduced the term “present in space” which supposed to have a lesser definition than “things that can meet in space”. He used a few examples like shadows, after image to illustrate his points, but I am not going to repeat the arguments here due to the limitation of space. Now, here he plays the finally trick, he used the “two hands” as a common experience shared between two different minds, which the skeptic cannot deny. Since there is a gap between the two minds and now there is a common experience come form that gap, there must be something existence between the two minds originate that experience, so the external world must exist.

Let’s move on to Russell’s argument, if that is qualified an argument. First of all, Russell’s claim is more ambitious than Moorse’s. Russell actually goes one step more to define the nature of external world, which is the existence of matter. Moorse is smart to leave the external world remains undefined which gives him more room to play with his definition tricks. Instead of arguing for the existence of matter, Russell simply makes the instinctive belief assertions without even bother to argue for it. To begin with, one cannot doubt his own existence and the existence of the sense data he experienced. Russell is quite frank to admit that “we can never prove the existence of things other than ourselves and our experience” [2-p.14], then he immediate follow by asserting that “although this is no logically impossible, there is no reason whatever to suppose that it is true.” and appeal to the common sense hypothesis to assert there are external objects that cause our sensations. Here he had commit the two fallacies. First, the appeal to common sense is begging of question. Second, even given that we can indeed somehow rule out the soloist possibility, his so-call argument still suffered from the false dilemma fallacy. He assumes that if we can rule out the soloist hypothesis, our sense data must come from physical objects, but he forgot the origin of experience can skipped the existence layer and come from the transcendent layer directly. For practical reason, we may operate on the “external object exists” instinctive belief proposed by Russell, but he should at least compare and evaluate all alternatives instincts before concluding his particular version of instinct is most simple thus should be the most possible solution.

In [2-p15] and chapter 3, Russell uses more examples to illustrate his instinctive belief of the existence of external object. In [2-p15], he uses the existence of a cat that is independent of his perception as an example. He thinks it is quite natural to think that a cat will continue to exists and feel hungry regardless of his sense-data. There is a famous counter example which is also a cat, Schrodinger’s cat. According to Quantum theory, the wave equation is only collapse at the moment of observation. Strictly speaking, Schrodinger’s cat are free to seize its existence when there is no observer, except that once when it is being observed, its state variable collapse to a known state and catch up with what supposed to happen during the unobservable moments. The Schrodinger’s cat does not sound nature to most people, but it conforms to the laws of quantum physics. Therefore whether something sounds nature or not cannot be used to justify the intrinsic belief. In chapter 3, Russell uses the common between public space and private space to argument for his existence of matter. I can nullify his arguments with two terms, “Virtual Reality” and “Augmented Reality”. In virtual reality, there is no public space and each one’s private space is truly private to him. In augment reality, although there still a public space, but the sense data of the public space can be augmented and altered before it arrive at the private space. In addition, Russell argues that a blind man cannot experience light. With the latest technology, the vision chip, a blind can actually experience light more or less like a seeing person although he never experience lights. The vision chips implanted in his retina stimulate the visual nerve to send image to the brain. In theory the whole visual process can stay digital and electrical without anything related to light. Therefore light must be something that can be reduced and transformed into a set of computer equations and can be recreated using digital processors.

Both Moore and Russell did not give a satisfying proof of the existence of external world to a soloist. I am going to propose my solution in the last paragraph in an attempt to bridge the gap left open in Moore and Russell’s argument. My proof that I am not a lone existence in this world is very simple. If I am alone in this world, no one is going to mark my philosophy paper and I will have no reason to write it. The very fact that I am writing this philosophy paper is the proof that I am not alone in this world, which imply there must exists an external world. Now, assume that there is a philosophy professor who is marking this philosophy paper. The very fact that he is marking this paper also is a proof of the existence of an external world; otherwise he has no reason to mark this paper. In fact, if there is no external world, why would anyone bother to read a paper trying to proof the existence of the external world? Therefore the mere existence of this philosophical paper on its own is the proof of the existence of the external world. Q.E.D.

Reference:
[1] Paul K. Moser and Arnold Vander Nat, Human Knowledge Classical and Contemporary Approaches, 2003, Oxford Press
[2] Bertrand Russell, The Problems of Philosophy, 1912, Feedbacks

PHIL333 Philosophy of Biology 生物哲學

因搬屋加工作繁忙﹐停學了差不多一年﹐上個學期重拾書包﹐再回山頂大學公餘兼讀哲學。可能是夏天學期學生少的關係﹐連帶課程的選擇也比較少﹐沒有我主修的道德或政治哲學的課﹐其他比較有興趣的課偏偏又排返工時間﹐只有這門生物哲學正好在午飯時間上課﹐於是在沒有其他選擇下便讀了這科。

其實學開前我也不太清楚這科的內容是什麼﹐因為這科沒有指定課本﹐教授每個星期給我們挑選哲學期刊的文章作教材。最大的好處是文章可以免費在大學的圖書館下載﹐不用花百多元買磚頭般厚的哲學課本。其次是課程緊貼學術界的最新發展﹐不用只學收錄在課本那些死去哲學家的名著﹐可以親身體驗現在最具爭議性的議題。在探討進化論本質的環節﹐教授更播放Youtube影片﹐累加式進化論和淘汰式進化論兩大陣營中﹐兩位最具代表性的哲學家的電視辯論。

課程分為六個部份﹐第一部份很短﹐簡單地重溫神創論的謬誤﹐先讀Paley那篇鐘錶匠論證的經典文章﹐然後再讀另一篇經典推翻盲目的鐘錶匠﹐內容與哲學入門教過的大同小異。上完前菜入正題﹐討論進化論在哲學上的意義﹐與及其衍生的相關問題。第二部份探討進化論在生物學外的應用﹐討論社會達爾文理論的影響。最常見對社會達爾文理論的批評﹐便是希特拉以此背書其優生學和族種主義﹐不過社會達爾文理論本身﹐只是把進化這個慨念應用在歷史和社會學的理論中。

第三部份講述有關進化論本身的不當謬誤﹐其中一個進化論的支持者常犯的毛病﹐高舉進化論萬能﹐以為什麼可以用進化論解釋﹐甚至無中生中作故事來自圓其說。可是有些生物的特徵﹐根本並非從進化而來﹐只是偶然地發展成現在的樣子﹐又或者只是另外一些特徵進化帶來的副產品。進化不一定是適者生存﹐生存可能只是因為運氣好。閱讀的文章中打個比喻說明這個問題﹐很多歐洲的中世紀教堂﹐擁有華麗巨型屋頂﹐屋頂下以要拱型作支撐。兩個拱型交換的地方﹐工匠和藝術家總愛把那兒裝飾得美侖美喚。可是如果說建築師特意建做拱型﹐好讓藝術家來擺放他們的作品﹐便是完全本末倒置了。只是因為要起巨型屋頂﹐必需面拱型支撐﹐那個多出來的空間﹐恰好被藝術家借了來用吧。

第四部份探討累加式進化論和淘汰式進化論的分別﹐基本上這涉形上學中因果關係的悖論。到底是進化讓某些生物擁有某些特徵﹐還是某些生物因為擁有某些特徵﹐才讓牠們在進化中沒有被淘汰呢。教授要我們就這個爭論交論文功課﹐我看完正反相方洋洋數萬字的期刊文章﹐得出的結論這是一個雞先還是蛋先的問題﹐雙方只是在咬文嚼字﹐朝不同方向解讀進化論。有些哲學問題看似很高深﹐不過同時間亦很無聊﹐大慨這個問題算是其一了。進化論是累加式還是淘汰式﹐不也還是同一個進化論。

第五部份探討何生學上的功用﹐如何決定一個器官的功用﹐如何分辨什麼是正常的功用。最大問題是功用在進化的意義上﹐與功用在人造設計的意義上﹐有著完全不同的定義。人造設計的功用﹐由設計者的意圖來決定。可是生物沒有設計者﹐生物只是進化出來﹐那生物器宮的功用﹐又是否等同其進化優勢呢﹖眾所周知心臟的功用是泵血﹐但心臟也同是發出啪啪聲的跳動聲音﹐那發出啪啪聲又是否心臟的功用呢﹖有哲學家用統計學去決定器官的功用是否正常﹐問題是如果有天出現超級眼睛病毒﹐讓世界上大部份的人者失明﹐那麼眼睛看得見到東西﹐還是否眼睛的正常功用呢﹖不要以為如何定義功用也只是咬文嚼字的遊戲﹐這個議題牽涉層面很廣泛﹐功用的定義是很多有關生物科技的道德爭議的核心關鍵。

課程的最後一部份﹐討論年頭才剛剛出版的一本新書What Darwin Got Wrong﹐這本書在生物哲學界引起一陣騷動﹐ 因為作者Jerry Fodor從哲學的角度﹐去試圖推翻進化論。作者認為進化論只是一個套套邏輯﹐並非有實質內容的科學理論。奈何這科沒有期終試﹐我亦選定了生物功用作為我的論文功課題目﹐最後幾節課並沒很有用心去上﹐這本書買回來翻了沒有幾多頁﹐所以我也不太清楚這本書的內容。或許有空我會拿出來閱讀﹐看看進化論如何被推翻。

功課一﹕累加進化論vs淘汰進化論

功課二﹕生物學中功能的定義

哲學功課: What is function in biology?

在生物學上如何決定一個器官的功能﹐是一個具爭議性的課題﹐這涉及如何分辨運作正常或失靈。心臟的功能是泵血﹐但發出啪啪的心跳聲﹐又算不算心臟的功能呢﹖如果一個人的心臟能夠泵血但不會發出心跳聲﹐他的心臟又算不算運作正常呢。在近代生物學的傳統﹐生物的各個器官的功能﹐可以用進化論去解釋﹐從物競天擇適者生存的定律﹐去推論什麼是器官的功能。任何器官的功能﹐最終也是以增加生存或繁殖後代的機會為準則。心臟若果不能泵血﹐生物便會死亡﹐所以泵血是心臟的功能。但心跳聲並不會增加進化優勢﹐所以那便不是心臟的功能用。

用這個說法去解釋生學的功能有一個問題﹐就是沒有辨法定義與無關進化的生物或器官的功能。例如人類解剖到外星人﹐人類並不知道外星人如何進化﹐那便無從決定外星人器官的功能。又例如X-Men漫畫裏的Cyclops﹐他的眼睛可以射出激光﹐可是那個能力是因為基因突變﹐並不是從物競天擇進化而來。根據這個功用源於進化的定義﹐射出激光並不是Cyclops眼睛的功能﹐但這個說法明顯地十分荒謬。這篇功課便是探討生物學上功能的定義﹐並提出能夠應付上述情況的新功能理論。

What is function in biology?

Abstract: In this paper, I am going to argue Prior’s account of functional analysis is most promising theory of function in biology based on the selected important desiderata for a theory of biological function. I will then defense Prior’s view against Neander’s attack from the prima facie problem with teleological explanations.

In the second half of the course, we have surveyed many accounts on theory of function in biology. Namely we have studied a few rejected classical theory of function in [1] and [2], the standard etiological approach proposed by Wright [1], the system approach proposed by Cummins [2], the goal oriented approach proposed by Boorse [3], the forward-looking approach proposed by Bigelow [4] and the functional analysis approach proposed by Prior [6]. Neander’s paper does not make any new proposal but rather fortify the Wright’s argument. Godfrey-smith’s paper spoil the fun of the party by proposing that the two major camps in this debate, Wright and Cummins respectively, are talking about two different notation of functions. Out of the all the functional theory, I think Prior’s account that is based on a modified Cummins approach is the most promising approach to explain what is function in biology. I will first summarize the desiderata for a theory of biological function by collecting all the functional criteria from all the papers.

An acceptable account of theory of biological function must able to answer the following questions:

  1. An acceptable functional theory must distinguish between function and merely effect. For example, the heart’s function is to pump blood; its function is not to make throbbing sound. This example is used by both Wright and Cummins. This is pretty much one of the most fundamental acid test for any functional theory.
  2. An acceptable functional theory must explain both artificial (conscious) and natural (biological) function. Actually in my opinion, throwing away this criterion will open up all the limitation of biology functional theory. If we can treat artificial function and natural function as two distinguish and non-intersecting categories, most of the argument in functional theory will simply disappear. Biological function will become much like physical function and chemical function that is just a descriptive account of the causation effects and what happen as it is. However Wright, Cummins and pretty much everyone else choose to keep the criteria, I have to include it in this paper to keep the premise consistence with all the papers

  3. An acceptable functional theory must distinguish function from malfunction, non-function, vestige, statistically normal function, accident and unintended function. This criterion is where the different functional theories disagree with each others, in another word this is the heated battle ground. The Cummins camp attacks the Wright camp that the etiological approach cannot deal with any one of those distinctions or all of the above. The Wright camp defenses the etiological theory by counter argue that their account can handle the distinctions. One problem I observe is that the actual meaning of function seems twisted one way or another by each camp to fit their functional theory. Here I will propose an acid test for each type of distinction to keep the criterion simple. A heart that cannot pump blood, say there is some genetic defect and the heart is born with a missing a valve, is a malfunction heart. An appendix is a non-functioning and vestige organ in human. If a virus causes 99% of the population to go blind, the function of an eye is still to see. The function of a belt bucket is not stopping bullet, although sometimes accident does happen and it does stop bullet and saves life. The function of Prior’s hypothetical grape-prawn peeler is to shell prawn. Alternatively, we can substitute a real world example for the grape-prawn peeler. When laser was invented, it was intended be used as laser weapon, but it turns out laser also is very useful in reading data from DVDs.

  4. An acceptable functional theory must take into account of super function. Here is an example of super function. Normally the function of an eye is to see. However in the comics X-Men, Cyclops, a mutant superhero, can shoot laser from his eyes. Therefore function of his eye is both seeing and shooting laser. Yet we do not know whether shooting laser from eyes has any evolutionary advantage or even an inheritable genetic trait. The comics do not mention he has any offspring and just the fact of being a mutant always puts his life in great danger. In the next section, I am going to outline Prior’s functional theory and contrast it with Wright’s etiological theory. I will examine both theories base on the desiderata defined above. Prior’s define function statement as the output of functional analysis. “According to this account the ascription of a function is both theory and interest relative – the function of a particular organ will be that of its effects which features in our best account of some interesting (higher-level) capacity of the organism in question.”[6] He also said that his account is familiar similar to Cummins’ functional analysis that “functions are appealed to in order to explain the capacities of their containing systems, and not the existences of the item to which the function is attributed.”[6] In contrary, Wright’s etiological account states that “The function of X is Z means: (a) X is there because it does Z, (b) Z is a consequence (or result) of X’s being there” [1] In short, Prior’s theory does not care about how the organ comes into place, it only cares about the effect and relationship between the organ and the organism or the organism and the ecosystem. On the other hand, Wright’s theory requires the function to explain how the organ comes into place.

Both Prior and Wright’s theory easily pass the first criteria although they have different explanation. In Prior’s account, he can follow Cummin’s explain the function of heart under the context of the blood circulatory system. Since the pumping of blood but not making the heart beating sound is a desired effect of the heart in the circulatory system in explaining its capacity, we can distinguish the function of the heart as pumping blood against making noise is merely an effect. Wright would explain the function of heart by stating that the heart pumping blood gives evolutionary advantage to the species hence increase the fitness to survival for those who population within the species who process this genotype, as a result a blood pumping heart exists because that is what was selected for. The heart beating sound does not give any evolutionary advantage, it is a selected of, a trait merely got inherited tagging the tagged along with the pumping function of heart. Since the first criterion is the most basic requirement of any functional theory, I am not surprised both theories can explain it well.

The second criterion is does not have much controversy since both Prior and Wright deliberately took the effort to make their theories compatible with artificial selection. Prior’s approach actually originates from functional account of artificial function and extend it to cover natural function. The function of a mechanical part is determined by its design intention within the mechanical system. In the pre-Darwin where creationism rules the study of nature theory, natural function pretty much share the same account as artificial function. The only difference is the conscious agent for artificial function is human and the conscious agent for natural function is God. Medieval doctors explain biological function in term of physiological function which a result of the functional analysis procedure for the whole body. However this account is not without problem. By definition no one know the real intention of God, so the natural function is really only based on what people’s guesses about God’s intention or on powerful religion figure’s claim on knowing the intention of God. If the intention is not known or incorrect, the function could be totally wrong. For a long time in the history, people think generating emotion is also a function of the heart, which is obviously wrong under the light of modern science. Wright’s approach is the opposite; it extends the biological account of natural function to cover artificial function by replacing natural selection with the selection by the designer or user. In this sense, it actually simplifies the problem of the etiological account. The biggest problem of etiological account is base on the natural selection theory which it is somewhat questionable as we learn in previous lectures. Replacing natural selection with an artificial selection originated from a conscious agent eliminate the uncertainty in the equation. If there is any doubt, we can always get clarification by asking the agent for his selection criteria.

Prior’s theory does not have much problem with the third criterion. Once the nominal function is identified through functional analysis in the context of the system and its capacity, any derivation from the nominal function can treat as malfunction, non-function or accident. If the system changes and the nominal function are no longer required, it becomes a vestige. If the context of the system and its capacity is indentified correctly in related to a higher level system, we can deduce the intention of the function and figure out the difference between the statistical normal function and the nominal function. Unintended function can be deal with by a running a new functional analysis after updating the context and capacity of the system. Wright account has a harder time answering the question posed by the third criterion. Malfunction and non-function can be understand in the relationship of token and type, deviations from of token from the type that lower the fitness can be seen as a malfunction or non-function. Vestige is the easiest to deal with since the etiological account keeps track of the historical record of the function. Statistical normal function is a bit harder to deal with using the backward looking account, but if we patch the etiological theory with Bigelow’s [4] forward looking account, we can still distinguish between function and statistical normal function. For example, a virus that blind 99% of the population would not change the function of the eye, because having an eye that can see still have an evolution advantage. In the etiological account if a function is not inherited then we can treat it as an accident instead of a function. Backward looking account cannot deal with unintended function, but it has no problem in the forward looking account since unintended function is still a function as long as it has a selective advantage.

I believe the forth criterion really sets the two theories apart. According to the comics, Cyclops acquires the ability of laser eye due to first generation genetic mutation. Clearly there is no previous selection history Wright can use in the backward etiological account. Having a laser eye does not make him more attractive to women, so it does not give him any reproductive advantage. In the world of X-men, the government hunts down mutants, the evil mutants launch a war on the good mutants for world domination and occasionally the good mutants have to defense the Earth from alien invasion. Mutants seem to have a worse survivability compare to the normal people. If there is no forward selection advantage, we cannot use Bigelow’s forward etiological account. However, it would be odd to say shooting out laser is not a function of Cyclops’ eyes because that’s what they really do. Prior’s account has no such problem, we can examine Cyclops as mutant, which is a different system compare to normal people. We can easily perform functional analysis on his eyes and concludes they have the function of seeing thing and shooting lasers. This approach is exactly how the medieval doctors determine the function of human body parts and the X-File scientist in Area 51 figure out functions of alien body parts when they dissect the alien.

In Neander’s paper [5], she argues against Cummin’s account following a different strategy. She employed the prima facie general problem concerning all teleological explanations which explains the means by the ends; a development or trait is explained by reference to goals, purposes of functions. Teleological explanations appeals to the effects but it is often that the purposes, goal and functional effects are never realized. In the case of artificial function, instead of appeal to the actual effect of the function, the teleological explanations appeal to the intended effect of the agent. When the purposes go unfulfilled, the agent still has a purpose. Clearly, the explanatory power of purposive explanations does not derive from their explicit reference to future effects so much as their implicit reference thereby to past intentional attitudes to those future effects. In short, teleological explanations are just a species of ordinary casual explanation. The problem with biological function is there is no intentional agent. Prior cannot appeal to God nor Mother Nature’s intention or evolutionary design, since those misguided pseudo-explanation are not scientifically respectable.

In Prior’s paper, he sort of response to the teleological problem by stating that it is just a “fundamental fact about human beings (or animals, plants, insects) that they are highly interested in survival and reproduction.” [6] He dodged the theological question of the ultimate intention by simply assuming it is a fact. He also stated that the ultimate purpose of biological life from is contagious by citing an example of an imaginary world with human life form wish to die happily instead of survive and procreate. I am not very please with Prior’s defense since his defense is pretty weak. He is just making a groundless assumption about human nature or biological life form in general. I can already contradict his idea about human purpose with any major religion beliefs. For example: to Christianity, the purpose of human being is not to survive or to reproduce; rather it is to go to heaven; to Buddhist, the purpose of human being is to reincarnate and reach nirvana.

I am going to response Neander teleological problem by using the human centric view that stating it is us, the human being, gives purpose to the nature. Nature may not have any purpose by itself; but that does not mean human cannot assign some purpose to the nature. At the end of the day, it is human, neither God nor Mother Nature, is where the conscious agent that all the teleological intention ends. With the advance of modern science, like genetic engineering, geo-engineering, climate control, space colony, human will eventually has the power to shape the nature to the way we want. There will be no natural intention, everything is artificial intention. For the time being, natural intentions are merely artificial intention that we haven’t figure out a way to control yet. To summarize, the function of an egg to a chicken is a mean to reproduce. The function of an egg to human is breakfast, and the function of a chicken to human is lunch or dinner. Prior’s account is the most possible explanation for function, my minor twist to Prior’s account is human is in the center of all system, so we are the conscious agent and eventually nature function will be mostly equivalent to artificial function, except that nature function is generated by evolution engineering.

References:
1. Wright, Larry (1973) “Functions” Philosophical Review. Vol. 82, pp. 139-68
2. Cummins, Robert (1975) “Functional Analysis” Journal of Philosophy. Vol. 72, pp. 741-64
3. Boorse, Christopher (1976) “Wright on Functions” Philosophical Review. Vol. 85, pp, 70-86.
4. Bigelow, John, and Robert Pargetter (1987) “Functions” Journal of Philosophy. Vol. 84 (4), pp. 181-96.
5. Neander (1991) “The Teleological Notion of ‘Function’” Australasian Journal of Philosophy.
6. Prior (1985) “What is Wrong with Etiological Accounts of Biological Function?” Pacific Philosophical Quarterly.
7. Godfrey-Smith (1993) “Functions: Consensus Without Unity” Pacific Philosophical Quarterly.

哲學功課: Does natural selection explain why you and I have opposable thumbs?

進化論的其中一個很多爭議的問題﹐是達爾文提出物競天擇適者生者這個大自然定律﹐不能解釋物種如何進化出某些基因特質。例如生物學家用進化論﹐如何能推論出人類的姆指是從何進化而來呢。哲學家Sober提出一種說法﹐認為進化論根本不能解釋物種如何進化出某些基因特質。進化論應該要反過來解讀﹐去解釋沒有某些基因特質的其他物種為什麼絕種。物種從基因突變產生新的基因特質﹐大自然定律淘汰了不適合生存的基因﹐剩下來的基因便是能夠存活並繁殖後代。另一哲學家Neander則提出相反說法﹐說因為基因轉變有累積性﹐進化論可以解釋物種基因特質的變化。其實這個爭議有點無聊﹐在我看來不過是雙方在咬文嚼字﹐大家對進化論中因果關係的定義沒有共識﹐才會有這個有點牛頭不對馬嘴的辯論。

Does natural selection explain why you and I have opposable thumbs?

In the debate between negative and positive natural selection, Sober argues that natural selection does not contribute to the existence of individual traits within the population. Neander argues that the cumulative natural selection process shapes the genetic properties of the population. Nanay backs up Neander’s claim and argues both arguments do not take limitation of environment resources in the account. In this essay, I will further enhance Nanya’s argument by stressing how direct competition over resource among individuals with different traits can be affected the process natural selection. I will present an argument that cumulative selection process could decisively alter the genetic trait of the population in the presence of direct competition; thus explain the why you and I have opposable thumbs.

In [1], Neander summarize Sober’s argument for the negative view of natural selection. Sober argue that natural selection cannot explain why you and I have opposable thumbs, natural selection can only explain why all our distance cousins without opposable thumbs are eliminated by natural selection. The negative view states that natural selection cannot create new traits; it can only destroy traits that are not fit for survival. The traits of individual either come from inheritance or random mutation. Natural selection did not create the tree of life: it just determines which branches were removed and which remained. [1, p68]. Sober illustrate the negative view of natural selection using an example of a class of third grade students who can read and write at the level of third grade. Every student in the third grade class can read and write at the third grade level because that is exactly the selection criteria of the class. No student who cannot read or write at third grade level is selected into the class in the first place. Therefore, merely the fact that the student is in the third grade class does not explain how each student acquires his reading and writing skill.

In [4], Walsh makes a distinction between two types of explanations national selection, the wide scope and narrow scope. The wide scope explanation explains the frequency of traits within a population is biased by cumulative selection. The narrow scope explanation explains why a given individual possesses a particular trait. Walsh agrees with Neander that natural selection is two-stage process by taking into account of the reproduction factor. In the first stage, the new traits from random mutation are selected to pass down to the offspring. The second stage then has a biased population base to start the next iteration of reproduction. Traits that affect reproductive success will cumulatively alter the population make up in the long run. Walsh argues that the two-stage process only address the wide scope explanation by answering how a trait type is arise within a population from the selection advantage of that trait, but it does not answer the narrow scope question that explains how the trait token occurs in each individual of the population.

In [5], Nanay tries to address the narrow scope question by bringing in another factor into the equation, namely the limitation of resource in the environment. Nanay argues if individuals with different traits are compete for the same environment resources and the total population the environment can support has a limit, then elimination of individuals of one trait alter the chances of survival of other individuals with a different trait. The trait is more fit to survive in the competition of scare resource will have a selection advantage. In short, the distribution of different traits within the population is a zero sum game. The adaptation of one trait is in the expense of another mutually exclusive trait that is inferior in term of survival fitness. The elimination of the later trait is the other side of the same coin of the survival of the former trait. Nanay provides an indirect explanation to the narrow scope question by making the claim that individual with a certain trait exists because its parent with the same trait survive and reach reproductive age thanks to other individual with a different trait in the previous generation failed to survive and reproduce.

In this long debate started by Sober and Neander, we can observe a trend that is going on. The negative view camp first posed a question that cannot be answered by natural selection. The positive view camp counter attack by introducing new parameters into the equation of natural selection and claim there is a causal relationship between the survived trait is the selected trait. For example, Neander introduces the reproduction factor and Nanay introduces the limitation of environmental resources. The negative view camp defense by narrowing the definition of the natural selection question and focus on how the the inheritance linage of an individual occurs. I am not satisfy with Nanay’s indirect explanation because there are still rooms for the negative view camp to further narrow down the natural selection question and dodge the bullet. The elimination of trait B does not necessarily imply the inheritance of trait A, given that there are numerous other traits out there that are also completing for survival. I would like to introduce a parameter into the natural selection equation and seal the escape route of the negative camp once for all. The new parameter I would like to introduce is direct competition of reproduction of individual with different traits within the population. Nanay argues that indirect competition of scared resource in environment for survival and reproduction can indirectly explain why how a particular trait arises in an individual. Then the trait contributes to the direct competition of reproduction and survival can directly explain how a particular trait arises in an individual. Let me illustrate what direct competition is with a real world example, the moose horn. Male moose fight using their horn for the right to mate with female moose. Suppose in one generation, there is a random mutation of the moose horn genes and create two different genetic traits. Trait A is the normal horn gene that grows horn with regular strength. Trait B is the super horn gene that grows much stronger horn. The individual with super horn gene will win the fight and able to mate and reproduce offspring. Those offspring with super horn gene will further displace the normal horn gene in the next generation. By applying mathematical models, given that the survival fitness of individuals with the super horn gene is equal to individuals with normal horn gene in all other aspect, the super horn gene will spread over the entire population following the equation geometric series. In the case of direct competition in reproduction, we can answer the narrow scope question decisively. Individual trait token is inherited because the trait token has a reproduction advantage in the population. The other trait token lose the reproduction completion to this trait token in the previous generation. Instead of explaining the natural selection in terms of how the survival of the fitness affect probability distribution of trait token in the population, my explanation explains the inherence linage of individual traits in a winner takes all survival games.

Let me illustrate my explanation further by going back to Sober’s classic analogy of a third grade class. In Nanay indirect explanation, there are limited seats in the third grade class, only students who passed the second grade can be promoted to the third grade. The twist is the mark scheme of the exam uses bell curve to determine who pass and who fail. Those at the bottom of the class that failed the second grade exam are equivalent to those individuals with traits do not survive to reproductive age. It is arguable that the indirect explanation still does not explain how each student in the third grade class acquires their third grade reading and writing ability, rather it is the third grade reading and writing standard is adjusted to meet the ability of last student who barely survive the exam cut off threshold. In my direct competition explanation, it is not a typical third grade class. It is a third grade class in a ninja assassin school. The ninja assassin school does not teach reading or writing, rather it teaches killing and self-defense. The second grade exam is not a pencil and paper test, it is literally a fight for survival. The second grade students are put inside a huge boxing ring and asked to have round robin fights using their best killing or self-defense skill. Those who remain standing at the end of the exam period got promoted to the third grade. It is irrelevant how the students acquire their killing or self-defense skill prior to the exam, because only killing or self-defense skill matter in the selection process.

In my conclusion remarks, I am drawing the significant of opposable thumbs in the direct competition of reproduction and survival. It is evident that without opposable thumbs, human cannot use tools and more important weapons. Imagine there are two tribes of pre-historical human; one tribe developed an opposable thumb while the other did not. For the first few millenniums before human invent stone tools and weapons, the opposable thumb did not give the former tribe neither survival advantage nor disadvantage. The two tribes populate the environment and multiply with roughly the same rate. Yet the balance of power is tipped once the tribe with opposable thumb developed tools and weapons. With the help of tools and weapons, the former tribe is able to genocide the later tribe when they are fighting for the control of the land. Having the opposable thumb and the ability to use weapon is a decisive winning factor in pre-historical warfare. Since the ancestors of our non-existed distant cousin without opposable thumbs are killed by our ancestors who have opposable thumbs, natural selection explains why you and I have opposable thumbs. Survival of the fitness does not only explain the survival of a particular genetic trait in relationship to the environment, it also explains the survival of a particular genetic trait in relationship to other traits. Natural selection is not a marathon that let all the traits develops on its own and then figure out which trait pass the finishing line first. Natural selection is like the Stanley cup play off, it makes different traits play head to head against each other and let the fittest traits be the winner.

References:
1 . Neander (1995) “Pruning the Tree of Life” British Journal for the Philosophy of Science. Vol. 46, pp. 59-80.
2 . Sober (1995) “Natural Selection and Distributive Explanation: A Reply to Neander”, BJPS. Vol. 46, pp.384-397.
3 . Neander (1995) “Explaining Complex Adaptations: A Reply to Sober’s ‘Reply to Neander’”, BJPS. Vol. 46, pp. 583-87.
4 . Walsh (1998) “The Scope of Selection: Sober and Neander on What Natural Selection Explains” Australasian Journal of Philosophy. Vol. 76 (2) pp. 250-64.
5 . Nanay (2005) “Does Cumulative Selection Explain Adaptation?” Philosophy of Science, Vol 72, pp. 1099–1112.

政改與哲學

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我是一個兼讀哲學學生﹐常常有人問我讀哲學有什麼用﹖最近看見兩則有關香港政改的新聞﹐讓我深切感到書到用事方恨少﹐讀哲學就是站出來向歪理說不。一則是梁棍梁燕城在信報亂寫文章﹐刻意歪曲Rawls的公義理論﹐去為立法局功能組別背書﹐做中共走狗文宣打手。另一則是民建聯買商台時段播政治廣告﹐破壞公眾傳媒要政治中立的壞先例。

讀過政治哲學入門的學生﹐都知道梁棍亂用Rawls的公義理論。無知之幕的預設並非用來保障少數富商權貴﹐而是用來保障社會上的弱小者。本來Rawls的公義理論是討論社會資源分配的問題﹐與推行那個民主政制沒有直接關係。但在一個正常的民主政治制度下﹐我們假設議席影響政府如何分配資源﹐我們便可以運用無知之幕的理論﹐去推論一個理性人會不接受功能組別。在無知之幕底下﹐一個人不知道他來來在社會上的地位﹐不知道他會是富商或是窮人﹐不知道他是專業人士有多張專業功能組別選票﹐還是只在分區直選才可以投票。每個人的選票影響議席﹐而議席影響又資源分配﹐那我們用每個人手上的所持的選票﹐去估計每個人所資源分配話事權。如果只有直選一人一票﹐而選區議席又按人口比例劃份﹐每個人對資源分配也有同樣話事權。可是功能組別議席的選民﹐除了一直選的選票外﹐他們還多一張功能議席的選票﹐加上功能組別選民人數十分少﹐相對下他們對資源分配便有不成比例高的話事權。Rawls認為理性人會選擇最保險的策略(max-min strategy)﹐假定自己不會幸運生為功能選別選民有資源分配極多話事權﹐退而求其次保障自己只有分區直選一票的話事權﹐只少富人窮人一人一票平起平坐﹐立法局內的訴求聲音不會被功能組議員騎劫。可惜今日來我也看不見有報紙文章﹐直接反駁梁棍的謬誤﹐指出無知之幕不可以支持功能組別為Rawl平反。若果市民讀了梁棍的文章﹐誤以為自由主義開山鼻祖竟然支持功能組別﹐Rawls泉下有知﹐必然氣得棺材反轉﹐做鬼也上來找梁棍算賬。

民建聯買商台時段播政治廣告﹐報章或網評甚至商台自己的時事評論人﹐也認為商台在破壞香港的言論自由﹐他們大多只是祭出傳媒要治中立的大旗﹐卻始終沒有實中地說出商台在商言商賣時段有什麼不對。在古典自由主義的資本主義中﹐Mill的理論容許人民累積財富﹐但在公平公義的原則底下﹐並不容許財富直接購買轉變為政治權力。人民使用累積財富投資或消費﹐本身只是行使個人權利﹐不會影響別人的自由。但政治權力可以改寫社會金錢遊戲規則﹐若果有錢人能用金錢購買政治特權﹐繼而改寫規則對自己有利﹐累積更多財富購買再多政治特權﹐便會形成惡性循環損害別人的權利與自由。在西方民主國家中﹐有明確法例規限政黨的財政來源﹐不容許少數財閥透過騎劫政黨﹐形成世襲式的權力壟斷。政黨購買媒體廣告時段作宣傳本身並無不妥﹐外國甚至有政黨背景旗幟鮮明的傳媒。問題出在香港沒有政黨法監管政黨捐獻﹐更沒有法律要求政黨公開財政狀況﹐讓少數財閥和香港境外的勢力﹐可以透過民建聯作其鬼儡﹐大灑金錢作政治宣傳間接買票﹐令其他政黨沒有公平競爭的空間﹐剝奪了香港人選擇誰來執政代表自己意見的權利。

我看不見報章上網絡中﹐有人應用政治哲學分析回應這兩個事件﹐難道政治哲學在香港冷門得沒有人讀嗎﹖原本看不過眼不吐不快﹐很想為兩個事件各寫一篇長文以正視聽﹐為香港民主略盡一點綿力﹐可惜現在身在印度工幹﹐沒有時間細想嚴緊推論﹐只能就在此寫兩小段濫芋充數﹐望能夠拋磚引玉﹐吸引些政治哲學高人出手﹐從學術制高點發炮擊倒梁棍和民建聯一連串的歪理。

PHIL320 Political Philosophy 政治哲學

讀了哲學差不多三年﹐我最感興趣的課題是政治哲學與道德哲學。第一次接解政治哲學是兩年前修讀的入門課﹐學懂了社會主義﹐資本主義﹐自由主義﹐和一藍子不同主義的分別和好壞。這幾年一直期待可以修讀中級政治哲學﹐可惜上課時間總與工作時間不配合。這個學期中級政治哲學終於在個學期終於在午飯時間上課﹐雖然每星期有兩天要匆匆忙忙在課室裏吃午餐﹐不過能修讀到想讀的科目﹐辛苦點還是值得。這門課的教援竟然是上學期我修存在主義的教授。不知是存在主義內容特別艱深﹐還是教授講解得不清楚。那科我的成特別差﹐有點擔心這課也會重蹈覆轍。幸好原來只是課程內容的問題﹐教授講解政治哲學十分清楚﹐這科我也順利考取B+的成績。

這課程的編排與與初級政治很哲學不同。初級班以政治理念分類﹐縱向教授不同主義的思想。這班的課程則以橫向分類﹐每章集中討論一個政治議題﹐把從左到右有關該議題的想法和觀點羅列出來。課本厚達的五百多頁﹐﹐結集近代著名政治哲學家﹐圍繞那些議題發表的學術論文。以前初班的哲學課本雖然也要看原文﹐但編輯會在文章前加一頁半頁導讀。這次中級課程的課本完全沒有導讀﹐上堂前自己讀閱課文備課比較吃力。幸好教授的講義解晰清楚﹐她亦把課堂講義的電郵給同學。上課前先看一遍課文﹐記下不明白的地方上堂時發問﹐或與其他同學討論。溫習時再參考講義﹐對照課文重看一次﹐基本上已能掌握所有課文內容。若果上課前不備課﹐只是臨場聽教授講解的話﹐沒有時間去思考文章的內容﹐便會錯過發問澄清文中某些慨念的機會了。

課本的內容很廣泛﹐從國家的慨念﹐到民主制度﹐公義﹐權利﹐自由﹐平等﹐剝削﹐正義戰爭也有深入討論﹐但一個學期只有十三個星期﹐教授只能取捨書中的文章來教授。怎料這個冬天溫哥華下大雪﹐大學因為積雪關係停課﹐學期中教授又病倒了一個星期﹐結果前後損失了兩星期的教學時間。教不完所有課程內容﹐教授只好漕縮課程﹐放棄國家﹐剝削和戰爭的文章﹐連關於平等議題也只夠時間教一篇文章﹐真是可惜。希望遲些日子有空閒﹐我可以自修餘下的課文。不過有些文章很艱深﹐讀完也只是一知半解﹐不能確定自己有沒有誤解文章的原意。或許光拿起課文看文章還不夠﹐必須要寫筆記撮要文章的重點﹐並思考批判作者提出的理由的局限性﹐才能夠清楚明白文章的內容。

哲學筆記﹕

民主制度的問題
擁有權理論
歷史的不公義
權利與法律
兩種權利與兩種自由
公義原則的修正
露宿者的自由

兩種權利與兩種自由 – PHIL320筆記

在電視新聞和報章評論中﹐我們常常聽見政治人物和團體說權利與自由這兩個字。在一般人的字典裏﹐權利就是權利﹐自由就是自由﹐他們並不為意在不同的語境下﹐權利和自由有著兩種裁然不同的定義。在我們談論權利的時候﹐我們要清楚是在說那一種權利。同樣在我們談論自由的時候﹐我們也要清楚是在說那一種自由。不然大家雖然同說權利和自由二字﹐但這兩個字卻代表完全不同的意思﹐結果雙方雞同鴨講﹐不但溝通不到反而加深誤解。

兩種權利

權利可以分為消極權利和積極權利兩種。消極權利是指人生安全受到保障的權利﹐而積極權利則是指獲取生活必需品的權利。權利不能夠獨立存在﹐權利必然絆隨義務。正確點來說﹐一個人的權利﹐是建立於眾人的義務之上。只有當眾人也履行他們的義務﹐一個人才能夠獲得他的權利。消極權利中的消極﹐﹐便是指義務上的消極。每個人只要安份守己﹐不作出損害他人性命財產的行為﹐所有人的消極權利就受到保障。換一句話說﹐每個人什麼也不用做﹐每個人的消極權利就已經受到保障了。相反積極權行中的積極﹐是指義務上的積極。若有人沒有足夠的生活所需﹐其他人必需要作出物質上的犧牲﹐才能夠保障那個人的積極權利。理論上不論在任何情況下﹐也可以滿足所有人的消極權利﹐現實中能不能實行是另一回事。但在某些特定情況下﹐如發生大飢荒或世紀大災難時﹐理論上根本無法滿足所有人的積極權利。因此消極權利是比積極權利更基本的權利﹐所以也是更加重要的權利。

理論歸理論﹐人類社會不是烏托邦。在現實中﹐消極權利有積極的一面﹐而積極權利也有其消極的一面。若果每個人只盡自己的消極義務﹐那麼每個人的生命財產還不未得到充份的保障﹐因為總會有些不履行消極義務的壞人﹐會作出捐害他人性命財產的事。在這個情況下﹐每個人也同時有積極的義務﹐去保護其他人免受壞人的侵犯。在現代社會中﹐這個責任由政府負責。我們通過檄交稅款﹐讓政府成立警隊法庭監獄﹐去懲罰那些不遵守消極義務的人﹐讓每個人的消極權利也有保障。若一個人在社會上能夠自給自足﹐可是因為有人破壞他的生計(如中國大陸強行徵收農地)﹐讓他不能夠賺取生活所需﹐那麼其他人便要履行積極義務去接濟這個人﹐。在這個情況下﹐只要好好保障他的消極權利﹐其他人不用作出任何物質犧牲﹐便已等同保障他的積極權利。

消極權利是每個人的基本權利﹐差不多是從古至今任何社會能夠正常運作的先決條件﹐基本上沒有什麼可以爭議。可是積極權利卻極具爭議性﹐因為若要維護所有人的積極權利﹐便必定要一些人履行其積極義務作出犧牲。一個人到底要作出多少犧牲﹐才算是盡了積極義務呢。若果這些物質犧性並非自願﹐又有沒有侵犯他們的消極權利呢。若一個人因他控制以外的因素﹐如自然災害或他的消極權利受到侵犯﹐沒法去滿足他的積極權利﹐一般而言其他人也樂於履行他們的積極義務﹐向那些不幸的人暫時供應生活所需。可是若果一個人是因為自身因素﹐如能力不足﹐懶躲或愚昧﹐長期沒有辨法滿足自己的生活所需﹐那其他人有沒有滿足他積極權利的義務呢。又如何介定一個人生活所需不足﹐是因為外在因素還是自食其果呢。這一連串也是討論積極權利時也要考慮的問題。

兩種自由

自由也可以分為消極自由和積極自由兩種定義。消極自由是指免受干預的自由﹐亦是傳統上對自由的定義。在這個定義下不自由是指他人限制我去做能我夠做到的事情。我做不到我能力以外的事情﹐如不能飛或不能凌空跳起十尺﹐並不算是不自由。同樣道理我們也不會說一個盲人沒有閱讀的自由﹐或說一個破子沒然走路的自由。在消極自由的定義下﹐現代用語經濟自由帶有內在矛盾﹐沒有經濟自由說穿了即是貧窮。若果貧窮是純萃因為能力不足﹐沒法賺取足夠的金錢﹐那與盲人或破子的何子一樣﹐窮人並不是沒有經濟自由﹐而是他們根本沒有經濟能力。正確的說法﹐是他人控操社會制度﹐在不公義和不公義情況下窮人沒法謀生﹐他們失去賺錢的自由。消極自由並不等同政府完全不干預﹐否則每個人都可以任意干預其他人﹐完全自由便等於沒有自由。只有通過有限度地限制每個人的自由﹐限制每個人只能對別人作最小的干預﹐才能夠保障每個人最大的自由。在此定義中自由並非至高無上的價值﹐現實中我們有時需要在自由與公義﹐平等﹐效率或繁榮等其他價值中作出取捨。只是我們要分清楚前因後果﹐我們是放棄自由去換取其他的東西﹐而非那些東西增加我們的自由。

積極自由則從另一個介定自由﹐當一個人只有擁有對自己的主權﹐他才擁有自由。若果說當自己的主人﹐只是在不受別人干預的情況作關於自身的決定﹐那積極自由與消極自由並沒有分別。可是若果把自身分成高低兩個層面﹐便可以說當一個人淪為低層欲望的奴隸﹐並不能真正地為自己作出決定當自己的主人。若一個人只是順從肉體﹐文化﹐宗教﹐階級等枷鎖的意願﹐並不是獨立地自主地作出對自己有益處的決定﹐在這個時候便可以為他好作理由﹐去干預他低層欲望作出的決定﹐強迫他擺脫低層欲望的束縛﹐解放他的高層意志讓他擁有真正的自由。

兩個自由的定義有各自的問題。在消極自由的定義中﹐只要人的意願不受到干預﹐便是擁有自由。當一個人想做什麼也能做到﹐他所有欲望也能夠滿足﹐他便擁有絕對的自由。若一個人有不能滿足的欲望﹐他便是沒有自由。要解決不自由的問題有兩個方法﹐一個方法就是盡辨法滿足欲望﹐第二個辨法便是讓欲望消失。當一個人完全沒有欲望﹐什麼也不要求什麼也不想做﹐別人完全不能干預他﹐他也擁有絕對的自由﹐儘管他什麼也沒有做。否定自我或許是靈修或成佛之道﹐但也成為當權者洗腦的工具﹐讓人民否定自己的欲望訴求﹐縱使他們沒有自由﹐只要他們不追求自由﹐他們便不是不自由了。在積極自由的定義中﹐每個人只有依靠高層意志作出決定才是真正自由﹐可是高層意志帶有客觀性和唯一性﹐對每個人必定是放諸四海準﹐每個人也會作出同樣正確選擇。結果不論是高層意志代表什麼﹐基督教口中的真理﹐民族主義者口中的國家認同﹐或是馬克思所只的唯物辯證歷史觀﹐也可以則淪為當權者的藉口﹐美其名解放人民想思﹐實際上干預他們的意願奴役人民。

Reference:
Basic Rights – Henry Shue
Two Concepts of Liberty – Isaiah Berlin

哲學功課: Homeless and still free

城市規劃是現代社會不可缺少的一環﹐政府制定法例管理公共空間﹐讓大多數市民能夠分享使用公共空間。可是這些規則漠視露宿者使用公共空間的權利。限制公共空間不準非指定用途﹐對於一般市民影響不大﹐因為他們對去公園是散步玩樂﹐街道是從一點走到另一點的通道﹐他們在家中有私人空間作私人活動﹐如睡覺吃飯或大小二便。但對於露宿者來說﹐街道公圍天橋底便是他們的家﹐不許他們在公共空間活動﹐便等於對他們趕盡殺絕。Jeremy Waldron在Homeless and the Issue of Freedom一文中﹐嘗試指出限制公共空間的用途﹐等同剝削露宿者的個人自由﹐否定他們身為人類的尊嚴。我這篇論文主要檢視他的論點﹐並挑出其中數點漏洞作出反證。在原文設定的特定條件下﹐把露宿者驅逐出城市﹐並不會構成侵犯自由的問題。

Homeless and still free

In “Homeless and the Issue of Freedom” [1], Jeremy Waldron argues that imposing restrictions to forbid unwanted activities on common properties will limit the freedom of homeless people and violate their human dignity. In this essay, I am going to first examine and illustrate Waldron’s claim. Then I will provide a counter argument to demonstrate the freedom of homeless people is violated even with all the restrictions imposed on common properties.

Waldron lay out the foundation of his argument by stating distinctions between different types of properties; they are the private property, collective property and common property. Private property is owned by private citizen. The owner of the property has the power to determine who is allowed to access and what is allowed performed in his property. If someone violates his property rights, say by sneaking into his property, the owner can persecute the trespasser with the aid of the government by simply asking the police to remove unwelcome trespassers. In contrary to private property, collective property is not owned by any private citizen, it is owned by the government. Some collective properties, such as government office and military base, are not open to the public, but a subset of the collective property is fairly accessible to everyone. The collective property marked for public use is common property that includes parks, streets, sidewalks, subways, wilderness area, etc. No private person has the power to determine the usage of common property. The usage is usually determined by the government, acts in the name of the society.

By definition, homeless people are those who have no access to private property, whether the property is owned or rented. Property owners may invite homeless people to their home, but the homeless people are on the mercy of the property owners. Homeless people do not have a place called home that they have the exclusive rights to do whatever they want whenever they like. People with private property perform fundamental human activities like urinating, washing, sleeping or cooking in their own private place. However, since homeless people are excluded by all private property, they have no where to perform those primal human tasks except on common properties. If the government restricts what kind of activities is allowed in common prosperities, it would be disastrous to the homeless people who have no where to go. They will have no place to sleep and no place to urinating without breaking the law.

In the traditional notation of freedom, it usually applies to actions rather than locations. A person is free to perform a certain action or not free to perform another action. This notation neglects the fact that man is a three dimensional being that occupies space. If a person is free do something, he ought to do that thing at some place. If a person is not allowed to be in a place, he is not free to be there and not free to do anything there. If a person is not free to be in any place, he is not free to do anything, hence he is comprehensively without any freedom [1:435]. The freedom of homeless people depends on their use of the common properties since they have no where else to perform their actions freely.

Waldron criticize our society is willing to tolerate an economy system in which a large numbers of people are homeless and at the same time not willing to allow those who are in this predicament to act as free agent, looking after their own needs, in public places [1:436]. He further argues that the freedom to perform those basic human needs is a very important freedom in our society. Unlike traffic laws or commercial regulation that limits the freedom of certain actions, the freedom of sleeping and urinating is the pre-condition of living, which is a freedom on par with the freedom of speech or freedom of religion. In order to preserve the freedom of homeless people, Waldron suggests the government should either provides public facilities, such as public washroom or shelter to the homeless people to attend their basic needs or allow them to perform those actions in common properties by taking care of themselves. The problem of homeless is not just a welfare problem; it is also a problem require us seeing homeless people as agents with freedom and dignity.

Waldron has considered many objections in his article. He examined the objections from positive freedom, general prohibitions, intention and responsibility and refuted all of them successfully. I am not going to repeat the same arguments in the essay. However, Waldron failed to consider one of the strongest objections. He argues that if an action X is prohibited (to everyone) in public places and if a person A has no access to a private place wherein to perform it, then action X is effectively prohibited to A everywhere, and so A is comprehensively unfree to do X. [1:441]. Indeed if X is prohibited to do every where, the unintended cumulative effect restraint A from doing X universally. How about A has access to one and only one public place to perform action X. In this case, A is no longer comprehensively unfree to do X. If we deliberately leave an exit, set aside a place that everyone can do X, then A is still free to do X, although he is not free to do X anywhere he likes.

Let us revisit the two questions posed by Waldron in [1:436]. He claims that most people with a home and a job are willing to tolerate an economic system with a large number of homeless people. I am afraid he is making a false assumption in answering this question. It is possible for us to answer NO to both questions. What if it is not that we are willing to tolerate the homeless people in our society; it is rather we are not willing to spend extra tax money to serve the homeless people? Operating and maintaining a public washroom or homeless shelter is expensive. If the homeless people who use those facilities could not pay for their cost, then who is going to foot the bill? What if we actually do not tolerate any homeless people at all? Giving the above loop hole in Waldron’s argument, forbidding homeless people to look after their own needs in public places, could very well means we simply want to drive them away, so we don’t have to tolerate them anymore.

I do agree with Waldron that posing restriction on what activities are allowed in common property will limit the freedom of homeless people given that the same restriction is imposed on all common properties. I also agree with Waldron that as long as there exists some common property allow the homeless to perform their basic human necessity, it will not violate their freedom. If we set limitation on common property by eliminating all the possibilities that contradict to the two requirements one by one, we will soon realize there exists a case fits neatly in the middle. In this special scenario, we do not have to tolerate the homeless people hanging out in public places; we do not have to spend our tax dollars building new public facilities for the homeless; and most important, their freedom is not violated at all. The solution is surprisingly straight forward. The government can impose restrictions on all common properties except a patch of designated area on the outskirt of the city or maybe even in the wilderness. The homeless people are free to perform whatever activities they like in the middle of nowhere without interfering with the rest of us in the society.

The obvious objection to my argument is by doing so we forcing them to move out of the city which seriously violates their freedom. Let us take a closer look at this objection and examine this scenario using the criteria of freedom proposed by Waldron himself. When Waldron talks about the homeless are excluded from all of the places governed by private property, he is not puzzled by the fact that most people are excluded from all but one of those places [1:434]. From this statement, we can deduce that if we are excluded from all but one place together does not violate our freedom even we are subjected to the restrictions on common property. If homeless people are allowed to sleep or urinate in a given place, they should be as free as the rest of us who are also allowed to sleep or urinate in one place, our home. Assign a piece of land to homeless people is essentially the same giving homeless people a home. Although their home is far away from the city, a home is still a home. Once a homeless person is not homeless anymore, he is subjected to the same rule as the rest of us. If restricting private activities on common property does not violate our freedom, it does not violate any homeless (now homed) person’s freedom.

Another line of objection is sometimes taken is this: if the society restricts the homeless from all of the private and common property in the city; we are confining them into a ghetto and deprive their freedom of living in the city. We have to be very careful about the conception of freedom used in this objection. In Waldron’s paper, he is arguing the along the line of traditional liberal idea of negative freedom [1:436] instead of the controversial, question-begging conception of positive freedom. The homeless people are not banned from entering the city. They are free to enter the city as long as they follow the same rules that apply to everyone. The homeless people are free to own or rent a place in the city if they can afford it. After a person secure the property rights of a place, he has the exclusive use of that place and it is his negative freedom to do whatever he likes in his place. Trespassers into private properties violate the negative freedom of the owner because they obstruct the owner from doing something in his place, such as excluding unwelcome trespassers.

It would be absurd if we allow trespasses on the ground of negative freedom as it directly contradicts with the negative freedom of the property owners. It makes more sense if owning a property is a positive freedom because it requires money to purchase or rent a place and not everyone is able to afford the price to live anywhere he wants. Even within the same city, the property price varies in different districts. For example, not everyone can afford to live in West Vancouver; they have to live in a less expensive area like Coquitlam. For those who cannot even afford a place in Coquitlam, they may have to settle in more remote areas like Abbotsford or Langley. At last for those who cannot afford any place in the city, namely the homeless, they have no choice but accept a free home in the ghetto. We would not grant the negative freedom for those who live Coquitlam to trespass the home of those living in West Vancovuer; why would we grant the same negative freedom to the homeless living in the ghetto?

Unlike the freedom of religion or freedom of speech, the freedom of sleeping and urinating is not a pure negative freedom. A society can grant freedom of speech and freedom of religion to everyone without anyone’s freedom being violated. However, space is a scare resource. If someone is using a space for one thing, it implicitly limits the freedom of another person using the same space for another thing. If some one is sleeping in the park, it violates the freedom of other people using the park for recreational purpose. Even if the park has open access to homeless people, there are only a fix number of benches in a park. When one homeless person occupies a bench to sleep overnight, he displaces other homeless people from using the same bench to sleep. Urinating in public places create hygiene problem, if the government allows people to urinate in a park, it won’t be long before the park become unusable to all. According to Waldron, there are three types of rules governing the usage of common property. The second rules maintains that if public places are to be available for everyone’s use, then we must make sure that their use by some people does not preclude or obstruct their use by others [1:439]. When homeless people using common property for activities other than the designed purpose of the places, they violated the second rules and interfere with another people who want to enjoy the common property.

At last, Waldron may try to object the idea of sending the homeless to live in ghetto on other moral reasons such as injustice, being cruel to them or violate their basic human rights. If he argues along this line of thoughts, he will fall prey on his own accusation of the “moralization” of freedom [1:438]. It will not only transform our concept of freedom into a moralized definition of positive liberty, but also excludes the concept of freedom altogether from the debate about the homeless. The insistence that the enforcement of the ghetto rules is anything but a restriction of freedom is a serious strategic mistake, since freedom is the core of Waldron’s argument. In the end, Waldron is trapped in a self-created dilemma. On one hand, he cannot give up the freedom argument or his efforts in the paper would be lost in vain; on the other hand, he cannot dispute driving the homeless people to a ghetto would not violate their freedom according to his earlier arguments in the paper. Either way he loses.

References:
[1] Jeremy Waldron, “Homelessness and the Issue of Freedom,” in Contemporary Political Philosophy, R.E. Goodin and P. Pettit, Ed., MA: Blackwell, 2006, pp. 432-448