Category Archives: 哲學

李天命是哲道行者﹐我乃是哲道閒人。在哲學的道路上行行企企﹐混混鱷鱷﹐四處遊蕩。

PHIL242 Philosophy of Art 藝術哲學

PHIL242 什麼是藝術﹖如何去分辨一件藝術的好壞﹖美是什麼﹖這三個問題就是藝術哲學要解答的課題。這個學期我修讀了藝術哲學這一課﹐對於我這個對藝術一竅不通的人﹐這堂課讀起來有點兒吃力。教授在課堂上常引用古今藝術家的作品作為例子﹐年份遠的還好些﹐雖然不知道那些藝術家的作品有什麼特色﹐至少我曾聽過他們的名字。那些二十世紀以後的現代藝術家﹐絕大部份我也不認識。班上對藝術素有研究的同學﹐不論是音樂電影小說還是詩﹐也可以如數家珍般和教授侃侃而談﹐真的令人自愧不如。幸好不用懂得藝術才可以明白藝術哲學的那些理論﹐對藝術有認識不過是舉子例時比較方便些吧。

這科是藝術哲學的入門課程﹐課程內容主要是為學生總括藝術哲學的發展﹐由古希臘哲學開始一直教到現代哲學﹐每堂介紹一個哲學家和他的思想。可惜由於時間關係﹐只能教到二十世紀早期的理論﹐我要自己修讀課本中的後現代藝術理論。藝術哲學在十九世紀以前﹐並不是一門獨立的哲學﹐只不過是哲學家的世界觀中﹐不可分割的一小部份。因為他們認為藝術是代表世界的一部份﹐這些藝術哲學可以歸類為具像主義(representationalism)﹐分別只是藝術代表的到底是什麼。到了十九世紀的表現主義(expressionism)和形式主義(formalism)﹐藝術哲學才獨立於其他哲學之外﹐探討藝術的本質和定義。二十世紀後半部的藝術理論更加多姿多采﹐不過藝術哲學理論則專門細分。最特別是分析主義(analyticalism)和學院主義(insituitionalism)﹐把藝術的傳統定義反轉過來。現代人在生活中必定會接觸到藝術﹐每個人對藝術也有不同的見解﹐為藝術下定義品評高低美醜﹐那其實我們已經不自感地跟套用某些哲學家的藝術理論。只是我們在說藝術是什麼的時候﹐忽略了建立那些藝術理論的推論基礎﹐亦沒有察覺那些理論背後存在的問題。

有些人不喜歡藝術﹐認為藝術無聊﹐既沒有用處亦不能增進知識。這個說法在今天大慨不甚流行﹐說出來很像沒有文化的樣子。其實這思想可以追溯至古希臘偉大哲學柏拉圖(Plato)的哲學。柏拉圖是西方哲學的第一人﹐差不多所有哲學問題總有他的份兒。他的藝術理論源於他的世界觀﹐他認為世界只是幻像﹐是世界外完美形像的倒影。藝術是在模仿世上的東西﹐豈不是完美形像翻版再翻版﹐讓我們更加遠離真實。加上柏拉圖本身是一個理性主義者﹐他認為感情對社會有害﹐而藝術正重感情而輕理性﹐因此藝術不應該鼓勵。以現代人的眼光去看﹐沒有多少人會全盤接受柏拉圖的世界觀。大慨自他以後的哲學家﹐已沒有多少人像他對藝術的這般抗拒﹐多多少少也會肯定藝術的價值。

對現代藝術有影響最深的表現主義和形式主義﹐則可以追溯至另一個古希臘偉大哲學家亞里士多德(Aristotle)的藝術理論。他肯定藝術在人類知識中的地位﹐他的藝術理論重點是於如何分辨藝術品是好壞。他建立一套四層架構理論﹐從媒體﹐形式﹐表達方法和最終目的去分析藝術﹐大慨他的理論是所有現代藝術評論的原型。亞里士多德認為藝術能帶給觀眾享受和經驗﹐通過藝術觀眾可以吸收到感性上的知識。表現主義和形式主義均認同亞里士多德的想法﹐他們是分歧在於分辨藝術好壞的標準。表現主義認為藝術是心靈的交流﹐藝術家藉著藝術品表達其感情﹐藝術是好壞全取決於觀眾的反應。形式主義則認為藝術的好壞取決於藝術本身的結構﹐美學的判斷獨立存在於藝術品之中﹐不受藝術家或觀眾的影響。若結構中包含美學感情﹐則是一件好的藝術品。舉個例子﹐表現主義認為一齣悲劇若能觸動觀眾的心靈﹐觀眾看罷若能夠感同身受地落睙﹐則是一件好的藝術。形式主義則認上述那齣悲劇就算在沒有人的影院放映﹐沒有任何觀眾的反應﹐因為本身的結構帶著美學感情﹐所以依然是一件好的藝術。表達主義的問題是藝術的定義太廣﹐與我們日常生活中藝術的定義不乎。沒有多少人會認為無記的婆媽商業催淚電視劇是藝術﹐更加沒有人會認同早前美國校園槍擊案兇手發佈的影帶是藝術。可是跟據表達主義對藝術的定義﹐至少從觀眾的反應來看﹐這兩者也是好的藝術。形式主義的問題則是答完等於無答﹐說有美學感情的結構就是好藝術﹐但什麼才是美學感情的結構呢﹖

社會上最普遍對藝術的態度是淘治性情和增加個人修養﹐人生要追求的目標是真善美﹐而美追求正好通過藝術來實現。這想法可以追溯至新柏拉圖主義(neo-platonism)和中世紀的神學觀。他們認為藝術也是認知的一種﹐通過藝術我們才可以感受到那份不可言語的美﹐套用宗教上的說法﹐就是藝術讓我們更加認識神。肯定藝術的價值不是壞事﹐不過這些藝術論理太過抽象﹐完全脫離現實幫不到我們。像是要去一個地方﹐只告訴我們地址是不夠﹐我們還需要一份地圖啊﹗沒有人反對我們對藝術要有追求之心﹐但問題是什麼東西才算是藝術呢﹐總不成什麼狗屎垃圾可以也當成藝術去追求吧。

另一種也很普遍對藝術的態度是美醜是個人的主觀判斷﹐只是一個相對的觀念。我認為是美的東西﹐另一個人可以認為是醜﹐反之亦然。這個問題由經驗主義者莫休(Hume)最先提出﹐他把美學判斷定義為品味(taste)的經驗。他的藝術理論最初是反駁另一經驗主義哲學家哈奇森(Hutcheson)的理論。哈奇森認為人類對美醜的經驗﹐就如其他五官的經驗一樣﹐是有普世的共通性。他提出內在經驗的慨念﹐正如每個人也有眼睛看事物﹐耳朵聽東西﹐每個人的腦內也有一個與生俱來感受美醜的迴路。問題是五官的外在經驗可以很輕易驗證﹐除非盲了一定看到同樣的畫面﹐除非聾了就一定聽到同樣的聲音﹐但事實上卻沒有劃一的美醜標準。莫休提出了美醜的判斷與味覺上好不好吃其實一樣﹐有些人喜歡吃辣﹐有些人喜歡吃甜。單這個說法本身沒有問題﹐可是申延出來的推論就很有問題。若美醜只是相對的觀念﹐每個人之間也有不同定義的話﹐則說藝術的美或醜將變成是沒有意義的夢囈。味品只是腦中隨機生產出來的慨念﹐並不包含任何認知的意義﹐美或醜只是在描述腦中的心理狀態﹐與被評審的藝術品毫無關係。可是現實生活中﹐我們卻假定美醜是有標準的﹐說一件東西美或醜時﹐我們會搬出百般理由去支持自己的審美眼光是正確﹐並去說服別人認同自己的意見。於是這就產生了一個自相矛盾的宭境﹐一方面我們在語言上當美醜是有標準﹐但另一方面心中又認定美醜其實沒有任何標準。

藝術在於打破常規的說法源於康德(Kant)的藝術理論﹐他認為藝術好壞是決定於世間的規則﹐天材則是打破常規開創新規則的人。康德的世界觀十分複雜﹐單是先驗知識與後驗知識的分類就已經讓人頭大﹐簡單來說他把理性主義和經驗主義結合﹐藝術與其他的認知一樣﹐也屬於他的知讓系統的一部份。另一個十分難懂的哲學家是黑格爾(Hegel)﹐他的歷史辯證論大家也常聽見﹐多數用來裝飾共產黨的八股文。他說藝術是歷史發展的必然方向﹐所有藝術皆要從歷史和文化的脈絡中去理解﹐是人類集體精神面貌的展現。可是這兩位哲學家的哲學系統架空於現實﹐成為一個完全自給自足的內證系統。這些大道理雖然沒有人看得明白﹐但聽起來很著實好聽。最詭異是不論你的藝術立場如何﹐也可以引用他們的理論來為你的立場背書。舉個例子﹐如討論一件新作品是不是藝術時﹐不論支持或是反對的雙方﹐也可以說這是因為歷史發展的必然方向。至於當中前後兩句的因果關係﹐倒沒有多少人會認真提問。

有一個說法﹐好的藝術必須有多重意義﹐每一次欣賞時也有不同的領悟。好的藝術不能只有膚淺表面的意義﹐深層的意義是要花心思才可以發掘出來。這是源於羅斯金(Ruskin)的藝術哲學﹐他認為藝術的好壞﹐取決於欣賞者是認知程度。越好的藝術包含越多的意義﹐亦需要越高程度的觀眾才懂得欣賞。某程度上這個理論沒有問題﹐但推論下去卻會得出一個奇怪的結論。越好的藝術是越少人懂得欣賞﹐最好最完美的藝術則沒有人懂得欣賞。只是如果沒有人懂得欣賞的話﹐這算是那門子的藝術。最好的例子大慨是些曲高清寡只有小貓三四入場的所謂藝術電影﹐到底是垃圾還是藝術呢﹖

一些民間藝術團體﹐常常批評政府捨得花錢起美術館﹐請外國著名劇團來演出﹐也不肯花錢資助本土藝術。他們大慨會很喜歡托夫斯基(Tolstoy﹐ 戰爭與和平的作者)的藝術哲學。他批評傳統的高檔藝術﹐如歌劇交響樂等﹐不是真正的藝術﹐只不過是有錢人的玩意。他的藝術觀十分草根﹐反對運用大量的美學技巧﹐他認為藝術應該是簡單的生活表達﹐可以透過群眾的共同感受凝聚社會文化。不過民間藝術團體不要開心太早﹐全無保留地支持他的藝術思想。托夫斯基藝術觀也有不少問題﹐一來是笵圍太窄﹐把大部份我們日常認為是藝術的東西稱為偽術﹐二來藝術變相降格為服務社會的手段﹐失去藝術原有崇高的地位。最重要是他反對政府撥款支持任何藝術活動﹐要出於市民自發才是真正的藝術。托夫斯基反對藝術專業化﹐他認為業餘才能保存的藝術的真諦﹐若把為藝術當作生活就會脫離群眾基礎成為偽術。這正正是對那些終日遊手好閒﹐想納稅人養活他們的本土藝術家一記迎頭重擊。那些本土藝術家口口聲聲說自己植根民眾﹐但在托夫斯基心中﹐他們何嘗不是在搞沒有群眾支持的偽術。

最後談談分析主義和學院主義這兩個顛覆性的藝術理論。這說起來兩個理論其實不算是藝術理論﹐而是藝術理論的理論。分析主義起源於維根斯坦(Wittgenstein)﹐維根斯坦本人對藝術沒有說什麼﹐是他的學生就把分析哲學應用在藝術上。傳統的藝術理論是在尋找一條把藝術與非藝術劃分的線。在分析哲學下﹐這條線根本並不存在。藝術只是一個標簽﹐用來貼在一堆互有關連但不一定重疊的東西上。如何歸類入藝術這個標簽的界線並不是固定﹐除著新事物的出現我們不定重劃這條界線﹐去決定什麼東西才能稱之為藝術。舉例子﹐若電影是藝術﹐那電玩遊戲是不是藝術呢﹖我們不論答是或否﹐我們都是在重劃藝術定義的界線。學院主義則把藝術與藝術理論是關係逆轉。傳統藝術理論是藝術的研究﹐藝術先於理論的存在。學院主義則反過來說藝術理論先行﹐藝術是藝術理論中從衍生出來。套用淺白的說話﹐就是一幅名畫的價值在於其畫框。沒有堂皇的藝術理論﹐沒有美輪美煥的美術館展覽廳﹐那不過只是一張塗上油彩的畫紙﹐並不能稱之為藝術。這兩個理論太過背經離道﹐完全推翻藝術價值﹐一般未必接受得了。再者把推翻藝術後﹐留下來的空白也要找東西去填補﹐可是這兩個理論沒有給我們什麼頭緒。

修讀藝術哲學不能幫助我搞清楚什麼是藝術﹐反而讓我妨如墮進五里迷霧中﹐令我對藝術的認知更加不明確。。在未讀藝術哲學之前﹐我可以很自然地認為自己相信那套理論就是正確的藝術觀念。可是現在懂得分辨各種藝術理論的不同﹐理解它們之間的矛盾和限制﹐卻發現沒有一個藝術理論可以覆蓋所有藝術領域﹐甚至開 始質疑藝術理論本身到底是什麼。不過我對藝術的認識倒加深了﹐雖有我還不知道藝術是什麼﹐但知道了更多藝術不是什麼。也許沒有明確的答案才是哲學問題的本質。

PHIL220 Social and Political Philosophy 社會政治哲學

Kymlicka我個學期讀的哲學課是現代政治入門﹐最開心莫過於今次的成績有很大進步。我第一篇巧課只有C-﹐但考試與第二篇功課很用力﹐最後總分有B。雖然遠差A一段距離﹐但至少是個可以見人的分數﹐證明我還有多少讀哲學的料子。以前讀的認知論和形上學的哲學課﹐內容雖然有趣但始終與現實抽離﹐討論議題也只象牙塔內的風波。今次讀政治哲學則與日常生活有切身關係﹐對課題有投入感得多。在課堂中學到的理論﹐讓我可以更加清楚地分析新聞時事的脈絡﹐看穿政治評論背後那些相當然矣的假設。古典政治政學主要是探討權力﹐國家﹐人民和政府的關係﹐現代政治哲學則探討政治制度與公義的關係。公義是所有現代政治理念的共同目標﹐可是不同政治理論底下﹐對公義的定義以及如何達到公義的看法也不同。這門課採用加拿大學者Will Kymlicka的課本﹐每章介紹一個不同的政治理論﹐先講解其定義以及將其合理化的推論﹐然後再與之對比其他政治理論﹐檢視該理論可以解決及不能解決的問題。第一章先從功用主義入手﹐簡述所有其他政治理念也是基於這個基礎之上﹐只不過功用本身的解釋不同﹐才衍生出不同的政治理論。接下來的三章分別講二十世紀三大主流政治理論﹐自由主義﹐新自由主義﹐以及共產主義。上半學期教的三大主義互不兼容﹐互相批評對方的理論在本質上不公義。下半學期的課程有社區主義﹐公民主義﹐多元文化義﹐以及女性主義的政治哲學。這些政治理論本身沒有完整的解構﹐只嘗試修正三大主義中的某些問題﹐各理論可以獨立檢視﹐亦可以把部份理論抽出來相互配合使用。

這科有一個考試加兩份功課﹐分別是千五字的短文與及三千字的長文。第一篇功課是做功用主義﹐第二篇功課則是自選題目﹐我選了資本主義自由經濟的理論﹐去批評馬克思主義中剝削勞工的推論不合理。我甚至為此找馬克思的原文來讀﹐這篇功課除了拿到好成績拉高總分外﹐還使我在寫哲學文章上獲益良多。我前後總共寫了三份初稿給教授批改﹐第一稿給教授刪去接近三分之一篇幅﹐說很多內容言不及義﹐兼在行文間帶情感因素貶底馬克思主義﹐不乎合哲學文章著重理性的基本條件。這課的教授不單教我們政治哲學的知識﹐還補課教我們如何寫篇四平八穩的哲學論問。在批判不認同的哲學理念之前﹐首先要能夠清楚無誤地解理要批判的對象﹐才不會犯了攻擊稻草人的謬誤。單寫推論去作出批判並不足夠﹐還要預期對方會作出什麼回應﹐並加以深入檢視對方的回應是否合理。要暫時放下自己的思維﹐代入理批判對象的思維去思考﹐並不是一個件易的事﹐但這種深入思考的能力﹐就是哲學家與沒受過哲學訓練的普通人的分別。沒有過正反兩邊理論的反覆思考﹐文章只能算是舒發自已的意見﹐並不是思想嚴緊的哲學論文。

課本的作者Kymlicka和﹐我的教授也是自由主義者﹐他說這是在北美學院派政治哲學的主流。所以課程教授的內容偏重自由主義﹐探討其他主義時也是以自由主義作為比較批判的基準。自由主義的觀點某程度上很合理﹐所以在西方社會的政治體制中﹐連奉行資本主義的美國﹐施政也帶有自由主義的影子。可是若自由主義的問題﹐若沒有其他客觀條件管束﹐則會變成不切實際的空想﹐所以絕對自由主義的社會也不可能存在。所以所有現今西方的民主政制﹐也是實行混合主義。問題只是自由主義與新自由主義應佔的比重。我倒奇怪班上有些鬼仔同學竟然是馬克思的信徒﹐他們大力支持馬克思主義的觀點﹐還以為馬克思主義已名存實亡。大慨他們沒有經產過共產主義的恐怖﹐才會對共產主義有不切實際的浪漫幻想。共產主產乍聽起來是一幅很美好的圖畫﹐可是那只是建築在浮沙上的空中樓閣﹐經不起現實的殘酷考驗。班上的女生多數支持女性主義﹐這也是很想當然爾的事。可能我身為男生﹐總看不到女性主義有什麼特別﹐看起來好像只是把相同的說話﹐用不同的言語再說一遍。大慨我是班中唯一的資本主義支持者﹐教授說他教了這科六七年﹐也很少見以資本主義理論為基礎﹐去質疑其他理論的學生。他說我提出的問題帶來學術火花﹐讓他從不同的角度看同一個問題。有些問題當然是我對其他理論有誤解所至﹐但有些問題則是合理的批判﹐指出自由主義與共產主義的內在矛盾。社區主義與多元文化主義﹐並不是有統一整合性的政治主義﹐課程主要是講解其中不同的單元﹐以及解釋這兩個主義對社會的功用。諷刺的是社區主義與多元文化主義的理論﹐竟然可以用來支持我向來讚同的全球化一體化主義。政治哲學這課很有趣亦很有用﹐我會在第三年的哲學課也選條這科。

相關文章﹕
哲學功課﹕馬克思主義與勞工剝削
淺論馬克思主義 (Marxism)
淺論新自由主義 (Libertarianism)
淺論自由主義 (Liberalism)
淺論功用主義 (Utilitariainsim)
哲學功課﹕ 關你叉事定律

哲學功課﹕馬克思主義與勞工剝削 Marxism and Exploitation

這篇是我政治哲學課的第二篇功課﹐前後花了兩個星期寫了總共三份草稿。初稿給教授刪去了三份之一編幅﹐說我有一半的論點完全不著邊際﹐著我加強剩下那些論點的說服力﹐並何舉例子去解釋我自己以及馬克思主義者的論點。

這文章的內容是討論馬克思主義與勞工剝削﹐馬克思認為資本主義必然會導致勞工受到剝削﹐資本家搾取勞工的剩餘價值﹐所以應該要取消私有產權制度﹐把所有生產工具收歸國有。我這篇文章主要是題出相反意見﹐論證在自由市場下資本主義不一定剝削勞工﹐剩餘價值的出現是由於馬克思的經濟理論有錯誤﹐反而共產主義下必定會出現剝削勞工的情況。

Marxism and Exploitation

Introduction:
Most contemporary analytical Marxists reject the idea that communism is beyond justice. Therefore they take a different approach and develop a communist theory of justice based on the abolition of private property. Marxists think that “private ownership of the means of production should be abolished because it gives rise to the wage-labour relationship which is inherently unjust.”1 They base their arguments on the claims that the wage-labour relationship is inherently exploitative and inherently alienating. This paper will criticize and examine their exploitation argument. Kymlicka criticizes Marxism by arguing that “equalizing resources may be non-exploitative, even if some people work for others, and socializing resources may be exploitative”2. I am going to criticize the exploitation argument using an approach different from Kymlicka’s by showing there exists no exploitation in wage-labour relationship under private ownership of means of production in a modern capitalist economy. In this paper, I will first outline Marx’s views on exploitation. Then I will present the general argument of my anti-thesis. Then I will examine and evaluate some responses from the analytical Marxists against my criticism.

Definition of Exploitation:
Marxists claim that the private ownership and control of productive resources will lead to the exploitation of the worker by the capitalist conclusively since the wage-labour relationship licenses the buying and selling of labour. Exploitation in everyday use means “taking unfair advantage of someone” that normally relies on the under laying justice theory to judge what is unfair. It would be begging the question if Marxism builds the communist theory of justice without first defining what is unfair. Therefore Marxists use a technical definition of exploitation that “refers to the specific phenomenon of the capitalist extracting more value from the work’s labour than is paid back to the worker in return for that labour.”3 According to Marxists, the profit of capitalist comes from the forced transfer of “surplus value” from the worker to the capitalist. The argument is outlined as follows: 4

  1. The labourer is the only person who creates the product, that which has value
  2. The capitalist receives some of the value (surplus value) of the product

Therefore:

  1. The labourer receives less value than the value of what he creates
  2. The capitalist receives some of the value of what the labourer creates

Therefore

  1. The labourer is exploited by the capitalist

Example of Exploitation:
Let us illustrate the exploitation argument with the example outlined by Engels in the introduction of Marx’s article on Wage-Labor and Capital. 5 Workers sell their labour-power to the employers in exchange for wages. Assuming a worker gets a daily wage of 3 dollars from employer and he can finish one product per day. Assuming the raw materials and energy consumed to make one product costs 21 dollars. Therefore, the cost of production of the product is total 24 dollars. The capitalist sell the product for 27 dollars to his customers and received 3 dollars as profit. The price of the product is 27 dollars, out of which 21 dollars already exists before production begins. There the remaining 6 dollars, which have been added to the value of the raw material. According to premise 1, these 6 dollars can arise only from the labour-power added to the raw material by the worker. Therefore the value of a day of work of a worker would be equivalent to 6 dollars. Out of the 6 dollars value the worker created, the capitalist pays the worker 3 dollars as wages, and pocketed the remaining 3 dollars. In Marx words, the capitalist extracts 3 dollars of surplus value from the worker, hence the workers are exploited by the capitalist.

Objections:
My objection has two lines of argument: first, the transfer of surplus value, if that exists, is not necessarily exploitation and, secondly, there is, in fact, no surplus value in wage-labor relationship in a modern capitalist democratic society.

My first argument is that in a modern capitalist economy, the wage-labor relationship is based on contractual agreement. The work and the capitalist voluntarily form the employment contract. In the contract, the employer stated the term of employment including the working hours, wage and other benefits. By signing the employment contract, the worker agrees to accept the employment package in exchange for his work. The wage is determined by the invisible hand following the law of supply and demand, which is the fair market price of the labour-power and skills possessed by the worker. Kymlicka concluded that “there is nothing unjust about volunteering to contribute one’s labour to others”6, therefore only the forced transfer of surplus value is exploitative. In a modern capitalism economy, the workers have means to become a capitalist by acquiring the means of production. In other words, the workers are not forced to work for the capitalist. Therefore the voluntary nature of the employment contract between the worker and the capitalist renders the wage-labour relationship non-exploitative.

My second argument is that premise (1) in the exploitation argument is simply false. Premise (1) is based on false economic theory. The worker is not the only person who creates the product. The surplus value can be explained economically by two major factors. First, the management skills of the capitalist also contribute to the final value of the product. The product made by the worker is worth nothing without the capitalist to determine which product to make, which worker to hire, how to divide up works among workers, etc. The capitalist receives some of the value of the product for his value-added management service for the worker. Second, the productive resources are accumulated labour value owned by the capitalist. The worker cannot produce any product without using the productive resources of the capitalist. The surplus value can be explained as rents paid by the worker to the capitalist in exchange for the right to use the productive resources. Since premise (1) is rejected, premises (3) and (4) do not follow. The worker receives all the value of what he creates and the capitalist receives no value of what the worker creates. Since the capitalist extract no surplus value from the worker, the worker is not exploited by the capitalist.

Reponses from Marists:
In response to my first criticism, “most Marxists, therefore, add the proviso that the worker must be forced to work for the capitalist. Since workers do not in general own any productive assets, and can only earn a living by working for a propertied capitalist, most wage relationships fall under this proviso.” 7 This is a hidden necessary premise required for Marists’ exploitation argument in order to conclude wage-labour relationship is inherently unjust. Therefore we should add a new premise to the exploitation argument:

  2a. The workers are forced to work for the capitalist. 

This premise is an empirical statement and we can evaluate whether it is true or false in a modern capitalist economy. I am going to demonstrate that this statement is false in a modern capitalist economy, thus we should reject the exploitation argument. In addition, I am going to show that without premise 2, premise 2a alone is not a sufficient argument to conclude wage-labour relationship is exploitative.

In Marx’s days when capitalism was still in its early stage or in some third world countries new to capitalism, this premise may be true. However in today’s world of more advanced capitalism, notably in western countries with democracy, this statement is false.

Since the dawn of capitalism, skilled labourers are always short in demand. Especially those process creative talents and intellectual skills, which often requires years of educations to develop. Unlike unskilled labourers who are easy to replace, the skilled labourers can negotiate the best possible contract with the capitalist. The productive assets of the capitalist are worthless without skill labourers. In today’s world where capital is abundant but skilled labourers are scare, the skilled labourers have all the means to access the production resources. If they choose not to work for a capitalist, the financial system provides loans to the worker the necessary capitals to acquire the productive asserts to start his own production. There are many self-employed people and entrepreneurs prosper in the free market economy. None of the skilled labourers is forced to work for the capitalist. Rather they form a partnership with the capitalist that is mutually beneficial.

According to Marx, the definition of the capitalist is those who own the means of production and the definition of worker is those who sell their labour power and do not own the means of production. I would like to point out that according to this definition; almost everyone in modern western countries is a capitalist. The easy access to the equity market, mutual funds and registered retirement plans allows every worker to own a share in the means of production. Stock option or stock purchasing plans given to the employee turns many workers into joint owners of the company. It is almost impossible to imagine someone has his saving in non-capital investment in a modern capitalist society. Moreover, since the turn of the century, the digital revolution brings computers to almost every household. Even those who do not have any investments typically own a computer, which is a means of production. Therefore, a person who has a computer is essentially a capitalist. In fact, there are many successful capitalists, such as the founders of Yahoo, Google or Youtube, that started as college students own nothing but their computers. All the workers own some capital and this gives them the potential to be the next billionaire. Therefore it is not true that the workers are forced to work for the capitalist. They choose to work for the capitalist because they think working under a wage-labour relationship is better than starting their own business venture.

It is true that in many places, the unskilled workers are force to work for the capitalist in order to support a decent living. However, as long as the capitalist gives the worker all the value he produces, there is no exploitation in this forced work relationship. For example, if the worker can create 6 dollars of wealth in one day of work and the capitalist pay the worker 6 dollars of wages per day, then there is no transfer of surplus value from the worker to the capitalist. On the other hand, there are some other unskilled workers not hired by the capitalist because of abundant supply of unskilled workers. There is also no transfer of surplus value from the unemployed workers to the capitalist. Since, both premise 2 and 2a are required by the exploitation argument, it is exploitative only when there is a forced transfer of surplus value from the worker to capitalist. Therefore the unskilled workers are not exploited by capitalist if the profit of the capitalist is not surplus value as I had demonstrated in my second objection.

Marx also said that “workers are entitled to the product of their labour and it is the forced denial of that entitlement which renders capitalism unjust.”8 In other words, the government has no obligation to redistribute the social goods to the unskilled workers who cannot earn a decent living on his own. All social goods are product of labour entitled to someone else, namely the worker who produces the product originally. If a worker lacks the means to support himself if he chooses not to work for capitalist, it is exploitative to ask other people to provide him a decent living. In other words, it is not exploitative that the unskilled workers are force to work for the capitalist if it is the only way to provide them a decent living. Therefore, premise 2a alone is not a sufficient argument to conclude the wage-labour relationship is inherently unjust.

The Marxist may tempted to refute my previous argument saying that under socialism, there would be no capitalist, everyone would jointly own capital and the things produced, so that they are jointly entitled to whatever profits were made. Therefore the unskilled workers will not be forced to work for the capitalist and still able to earn a decent living.

I am going to demonstrate as long as the workers have skill difference and the means of production are scarce, exploitation will exist even the capital are socialized. Under capitalism, the right of usage of the means of production is implicitly come with the ownership of the means of production. Socializing the ownership of the means of production does not solve the problem which person has the right to use the means of production. One method to solve this problem is to distribute the usage among all the workers equally. For example, if there is one machine and two workers, each worker gets to use the machine half a day. Now, imagine the two workers have different skill level. The skilled worker can create 10 dollars worth of product in 1 day, and the unskilled worker can only create 2 dollars worth of product in 1 day. If we allow each worker use the machine half a day, the total wealth created in a day will be 6 dollars, which is not the most efficient use of the machine. Assuming both workers are rational and the skilled worker wanted to earn more money to have a better living. It makes economical sense for the skilled worker to make a mutually beneficial proposal to the unskilled worker. The skilled worker will pay the unskilled 2 dollars a day so that the skilled worker could use the machine for the whole day. The unskilled worker has no reason to object this proposal since it is considerably more than his current incoming and it is impossible for him to beat this amount even if he can use the machine for the whole day. In the end, the skilled worker works for a whole day and creates 10 dollars worth of product. He gave 2 dollars to the unskilled worker and keeps the remaining 8 dollars to himself. It seems that everyone is happy and the output is maximized. However, something is wrong in this picture. The unskilled worker does not produce anything yet he receives 2 dollars of income everyday. The skilled worker is forced to work half a day for unskilled because the skilled worker wants to have a better living. The skilled worker is the only person who creates the product, which that has value. The unskilled worker receives some of the value of the product. In other words, according to the exploitation argument, the skilled worker is exploited by the unskilled worker.

In response to my second criticism, the Marxists have no choice but accept the surplus value does not exist in modern capitalist economy with democracy. Instead they challenge the capitalist’s ownership of the capital and “scorned those who argued that capitalists acquire their property through conscientious savings, and he went on to show that ‘conquest, enslavement, robbery, murder, briefly force, play the great part’ in capital accumulation. This unjust initial accumulation undermines the risk argument, for even if capitalists are willing to take risks with their capital, it is not (morally speaking) their capital to take risk with. Workers might be willing to take the same risks as capitalists if they had any capital to take risks with” 9 Like the response to my first criticism, this is another hidden necessary premise, so we have to add a new premise to the argument:

  2b. All capitalists acquire and accumulate their capital unjustly. 

This premise has two parts. The first part is about how capitalist is initially acquired and the second part involves the reward of taking risk. I am going to show that capital in modern capitalism can be acquired justly and illustrate the Marxists’ idea of risk taking has logical fallacy.

In a modern capitalist economy, many capitalists indeed acquire their property through conscientious savings. Wealth is accumulated by creation of innovative technology or better process that reduces the cost of production. For example, a talented inventor builds a tool that allows him to produce products much more efficiently. Instead of selling the tool in exchange for personal property, he turns the tool into productive resources and hires workers to build products using his tools. The inventor has become a capitalist and he is entitled to own his capital justly. The richest capitalist in the world, Bill Gates, accumulated his wealth this way with series of inventions one after another. Workers working for him are considered having one of the best jobs in the world, sometimes even better than being a capitalist. Many of those workers have more than enough capital to start their own company, yet they still choose to engage in wage-labour relationship. In order to conclude wage-labour relationship is inherently unjust, Marxists have to show that all wage-labour involves exploitation, with no exception. As long as there are means for capitalist to accumulate capital justly, according to the considerations of liberty proposed by John Stuart Mill, we should allow the private ownership of property. The government should take precaution to ensure the capital is accumulated justly and punish those who acquire their wealth unjustly. Abolish the private ownership of capital because some capitalists acquired their wealth unjustly is like throwing the baby away with the bath water. It also infringes the liberty of the capitalists who acquire their wealth without exploitation. In a modern capitalist economy, there are thousands and thousands of examples that capital, which is accumulated labour-power, is justly owned by the capitalist. Therefore, the government should allow the private ownership of the means of production because premise 2b is false.

There is a difference between the willingness to take the risk and the return of taking the risk. Indeed, both worker and capitalist have the same willingness to take the risk. However due to the difference in skill or luck, the return of taking the risk is very difference. Two people may start with the same amount of money, taking the same amount of risk but may end up having different amounts of money. The one who made the right investment choices will be rewarded with more capital. Then he can use the capital to acquire further productive resources and become a more successful capitalist. The one who made the wrong investment choices will lose his money. He has to stay as a worker, work hard and save up enough initial capital to take another risk again. Workers who take the right risk can ascend to be a capitalist. Capitalists who take the wrong risk will fall back to be a worker. As long as there are healthy mobility between the worker class and the capitalist class, it is acceptable to have two difference classes in the society as reward for taking the right risk. Therefore premise 2b is false if some capitalists were once a worker who accumulates his wealth by taking the right risk. Again, we have thousands and thousands of examples in modern capitalist economy.

Conclusion:
In conclusion, I have successfully refuted the exploitation argument by showing that workers are not necessary forced to work for the capitalist under wage-labour relationship and surplus value do not exists, the workers retain all the value they created. I have considered some responses from the Marists, but they are failed to defend the argument from my criticism. Therefore, there is no inherent exploitation in wage-labor relationship, thus the private ownership of means of productions is not inherently unjust.

淺論馬克思主義 (Marxism)

自從蘇聯解體﹐東歐變天﹐中國走資後﹐很多人以為馬克思主義已經死亡。在西方學院派裹卻重新投胎成為分析馬克思主義 (Analytical Marxism)。分析主義與原版馬克思主義不同之處﹐是放棄了很多錯得無可救藥的論點。特別是末期資本主義必然自我崩潰﹐共產主義必定來臨的唯物史觀﹐因為這個按照現實的唯物史觀來看﹐資本主義才是經濟發展的大趨勢。分析主義當然亦放棄無產階級革命﹐改為在政治理論的層面去說明為什麼要取消私有產權制度﹐改為實行共產主義。

分析主義有兩個層面﹐第一個層面指出在不論新舊自由主義下﹐以追求公義為目的政治理念有問題﹐因為共產主義社會超越公義。第二個層則源用公義的慨念﹐但指出私有產權與公義不乎。

  1. 共產主義超越公義
    公義是用來介定每個人的權利和義務﹐公平是解決資源分配的方法﹐馬克思認為在共產主義的友愛底下﹐每個人也都各盡所能各取所需﹐大家無私地為他人奉獻﹐不再存在紛爭﹐所以不需要有公義這個慨念。

很明顯這個想法過於天真脫離現實﹐首先資源不是無限﹐沒有可能滿足所有人的所有需要。其次是每個人也有不同的想法﹐就算他們最終的理念一致﹐如何決定執行計劃也不盡相同。除非世界上所有人思想完全一樣﹐否則我們就需要用公義去分配資源。其次無私為人也可以帶來衝突﹐公義亦介定每個人的主權和自由﹐防止別人把自已認為是好的想法﹐以為我們的名義強加在我們身上。所以現今大部份分析主義學者﹐都接受社會需要公義這個現實﹐從而論證共產主義如何比自由主義更加公義。

  1. 私有產權必然不公義
    固名思義共產主義的核心價值就是共產﹐認為要取消私有產權制度才有公義。嚴格來說不是所有東西也大家公用﹐每個人還量可以私人擁有生活的必需品﹐但不可以擁有或控制可以用來生產的財產﹐公平的產分配就是全屬社會。自由主義的收入資源分配還是不公義﹐因為生產資源控制在資本家手中﹐必然會產生不公義的勞資關係﹐有以下兩個論點支持

a. 勞資關係剝削工人。
馬克思對剝削的定義﹐是只有工人的勞動才能夠產生價值﹐資本家從工人的生產中獲取得價值﹐所以工人沒有全取應得的價值﹐剩餘價值的就成為資本家利潤﹐所以資本家剝削工人。這個剝削理論可謂千蒼百孔﹐基本上私有產權與公義不一定有衡突。

工人自願的勞資關係沒有剝削﹐要工人被逼替資本家工作才算是剝削。若所有資本控制在資本家手上﹐工人沒有選擇下必需要打工就是被逼工作。可是在健康的自由市場下﹐工人可以選擇不同的工作亦可以選擇創業﹐因此剝削的情況就不存在了。

價值不是只由工人的勞動產生﹐根本沒有所謂的剩餘價值。資本家有效率的管理﹐投資資本的風險﹐就是資利家應很的利潤。再者資本曾經前人生產的成果﹐工人可以儲錢自己開生意變為資本家﹐若政府充公那些勞動得來的資本﹐則剝削已變資本家的工人的勞動成果。

社會上不是所有人也可以勞動﹐身體有缺陷的人或全職母親就沒有工作﹐還有些人能力不及﹐動勞產生的價值不足以糊口。套用馬克思的說法﹐這些人反過來是在剝削勞動的工人。若果用收入資源分配去解決這個不公義﹐則生產資源分配去達到公義則顯得多此一舉﹐倒不如直接用新自由主義。

b. 勞資關係必然導致異化勞動。
馬克思認為生產資源的分配﹐必需讓所有人都合作地有創意地快樂地勞動。在勞資關係中﹐工人要聽從資本家的指示去勞動﹐工作刻板沒有滿足感﹐讓工人淪為資本家的生財工具﹐為之異化勞動。在共產主義下工人有話事權﹐可以自行決定如何工作﹐從非異化的勞動中帶來滿足感。同樣的這個理論也是垃圾﹐有三大反對論點。

異化勞動不一定不好﹐有些人認為其他人生價值比勞動重要。在專業分工下生產力增加﹐做用一件工作﹐非異化勞動要四小時﹐異化勞動可能只需要兩小時就做好了。空出來的兩小時不一定要勞動﹐可以用來優閒娛樂或陪伴家庭朋友﹐又或者再勞動賺取更多物質享受。

勞資關係也可以有非異化勞動﹐在現今社會以知識為主的經濟中﹐就不乏充滿創意自主性強的工作。事實在這些行業中的資本家﹐亦十分鼓勵支持非異化勞動﹐因為這是最有效率的生產方法﹐更可以達到勞資雙方雙贏的結果。

共產主義也消除不了異化勞動﹐因為總會有些工作沒有人願意去做。醫生教師音樂家等非異化勞動﹐大家可以心甘情否投其所好去做﹐但是社會上總要有人倒垃圾。政府可以規定大家輪流去做異化勞動﹐可是一來沒有專業分工效率低﹐二來讓醫生去倒垃圾是人力資源錯配﹐亦不可能反過來叫倒垃圾的去醫人。政府可以額外收入去補償異化勞動﹐但這正就是上面支持勞資關係的理由。

總括來說﹐馬克思主義內在問題太多﹐改用分析主義也是返魂乏術。不過馬克思主義在歷史有很大影響﹐這個失敗的政治實驗有反面教材的價值。

淺論新自由主義 (Libertarianism)

新自由主義支持自由市場經濟﹐反對政府用任何理由干預市場﹐或者用公平為名去重新分配資源﹐所以要支持資本主義(Capitalsim)。支持資本主義的人不一定支持新自由主義﹐他們雖然認為資本主義不完美﹐但是這是可以實行的方案中最好的選擇。他們可以用功用主義去作出推論﹐指出資本主義可以生產最多資源﹐最能夠滿足最多人的需要﹐達至功用最大化。他們亦可以從保障人權自由方便入手﹐指出大政府主義權力集中必然會腐化﹐Fedrick Hayek在其著作自由到勞役之路中﹐就說明自由市場對人權的重要性。這兩個支持資本主義的論點﹐是基於通過驗證的基礎上﹐沒有內在的必然性。如果發明新的制度可以讓功用最大化﹐又或者一樣能夠有效保障人權﹐則沒有理由繼續支資本主義。

新自由主義從另一個角度支持自由市場﹐說政府分配資源在本質不對﹐因為這樣做政府就會侵犯人民的權益。每個人有權決定如何使用他擁有的資源﹐政府若用稅收去掠奪人民的資源﹐就等同於強迫人民做奴隸﹐有違人類最基本的道德權益。Robert Nozick提出以下兩個論點﹕

  1. 擁有理論 (Entitlement Theory)
    如果每個人最初公平地擁有資源﹐通過自願合法的市場交易﹐達至一個新的資源分佈﹐則這個新的資源分佈也是同樣公平。如果政府要夾硬重新分配資源﹐則是不公平地影響人民的生活。

這個理論的反對者提出﹐現實中資源最初根本沒有公平分配﹐那就不能推論出其後的分佈也是公平。理論上Nozick支持一次過分配﹐分配過以後不論如何貧富懸殊也是公平。這個理論主要是反對新自由主義中﹐政府要不停地作出資源分配才可以有公平。留意一點是Nozick對公平的定義﹐與Rawls公平的定義不同。Rawls的公平是均分﹐Nozick的公平是擁有權。

  1. 自主理論 (Self-Ownership Argument)
    首先我對自己有主權﹐不是屬於任何人﹐我完全擁有我的材幹﹐所以我擁有用我的材幹生產出來的資源。若政府強制重新分配資源﹐我就要交出我的所有去給其他人﹐那樣我就淪為別人的生財工具。而把人視為只有工具價值不乎合道德﹐所以強制分配資源不道德。

這個理論的最大弱點﹐是忽視單單材幹不足以生產資源﹐還是需要在人身個體以外的產業﹐如土地或生產公具等。要確立這些外在財產的所有權﹐則又回到擁有理論的問題。不過隨著知識型和服務型經濟的發展﹐資源生產對外在產業的需求減少﹐自主理論在某些方便可以成立。

David Gautheir則從社會契約入手﹐去找出支持新自由主義的理據。他與Rawls的社會契約不同之處﹐是他包括人天生材能各有不同這個現實。由於每個人的材能不同﹐每一個人的議價能力也不同。一個有效的契約﹐除了所有人也為自己爭取最大益處外﹐還要可以實行﹐不然就只是紙上談兵。社會契約是基於共同利益﹐自主權衍生資源擁有權對每個人也有益處﹐可是重新分配資源只對小部份人有益處﹐而那些人沒有能力實行資源分配﹐所以他們根本沒有議價能力﹐所以新自由主義是現實中最好的社會契約。

反對者說這個社會契約沒有考慮公義﹐Gautheir回應他們公義的定義有問題。他們的公義憑空變出來無中生有﹐只是他們一廂情願的主觀想法。這已經超出政治哲學笵圍﹐涉及道德理論﹐探討道德從來而來的問題。前者假定公義是客觀的道德標準﹐而後者則假定道德不能違反自然定律。

最後說說七十年代在西方興起﹐九十年代未開始未落的福利主義。自由主義者通常支持福利主義﹐認為資源分配幫助窮人的最好方法。資本主義者也認為要幫助窮人﹐不過他們認為讓窮人自力更生才是最好方法。他們指出福利主義有以下幾個問題﹐養懶人﹐養成窮人依賴福利的習慣﹐政府根本沒有施政能力﹐福利政策設計上嚴重失誤﹐甚至越幫越差。這些問題有現實數據支持﹐自由主義者不能無視福利主義的是否有效的問題。